|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Director Option (Right to Buy) | $ 15.05 | 09/28/2012(7) | M | 1,186 (7) | (3) | 06/28/2016 | Common Stock | 1,186 | $ 0 | 8,125 | D | ||||
Phantom Stock Units | $ 0 (5) | 09/28/2012 | A | 763 | (4) | (4) | Common Stock | 763 | $ 19.65 | 30,932 | D | ||||
Phantom Stock Units | $ 0 (5) | 09/28/2012 | A(6) | 138 | (4) | (4) | Common Stock | 138 | $ 19.65 | 31,070 | D | ||||
Director Option (Right to Buy) | $ 0 | 10/01/2012 | M | 8,125 (7) | (3) | 06/28/2016 | Common Stock | 8,125 | $ 0 | 0 | D | ||||
Director Option (Right to Buy) | $ 0 | 10/01/2012(8) | M | 7,375 | (3) | 06/22/2014 | Common Stock | 7,375 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Davis Jerome L 6831 BAY HILL DRIVE LAKEWOOD RANCH, FL 34202 |
X |
/s/ Patricia A. Beithon, Attorney-in-Fact for Jerome L. Davis | 10/18/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan. |
(2) | The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $20.00 to $20.02. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. |
(3) | Currently 100% exercisable. |
(4) | The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan. |
(5) | Settled 1-for-1. |
(6) | Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors. |
(7) | Earlier report incorrectly reflected entire exercise of options for 9,311 shares; amendment reflects split of option exercise amounts and dates as reported herein. |
(8) | Transaction date previously reported as 9/28/12. |
(9) | The price reported is the weighted average purchase price for the transactions reported. The prices paid ranged from $19.95 to $19.98. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range. |
(10) | Amended to reflect late reporting of sale described herein. |
(11) | Reflects adjustment of shares directly held. |
Remarks: THIS FORM IS AMENDED TO REFLECT A CHANGE IN OPTION EXERCISE AS NOTED IN FOOTNOTE 7, A CHANGE OF TRANSACTION DATE AS NOTED IN FOOTNOTE 8 AND THE SUBSEQUENT 10/1/12 SALE. THE REMAINDER OF THE FORM IS RESTATED IN ITS ENTIRETY WITHOUT CHANGE. |