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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Redlinger Randall J C/O ENGILITY HOLDINGS, INC. 3750 CENTERVIEW DRIVE CHANTILLY, VA 20151 |
VP, Business Operations |
/s/ Jon Brooks as Attorney-in-Fact | 07/20/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents equity awards granted by L-3 Communications Holdings, Inc. that have been converted into equity awards of Engility Holdings, Inc. in connection with the spin-off of Engility Holdings, Inc. from L-3 Communications Holdings, Inc. |
(2) | Grant of restricted stock units which vest on the three-year anniversary of the grant date, which was 7/28/2009. |
(3) | Grant of restricted stock units which vest on the three-year anniversary of the grant date, which was 2/23/2010. |
(4) | Grant of restricted stock units which vest on the three-year anniversary of the grant date, which was 2/24/2011. |
(5) | Grant of restricted stock units which vest on the three-year anniversary of the grant date, which was 2/22/2012. |
(6) | Includes additional shares acquired in the spin-off through L-3 Communications Holdings, Inc.'s Employee Stock Purchase Plan or Master Savings (401(k)) Plan. |
(7) | Reflects restricted stock units granted to senior management in connection with the spin-off. Restricted stock units vest on the three-year anniversary of the grant date. |