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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Options to Purchase Common Stock (6) | $ 20.47 | 04/23/2005(1) | 04/23/2014 | Common Stock | 24,000 | 24,000 | D | ||||||||
Options to Purchase Common Stock (6) | $ 12.45 | 04/17/2002(2) | 04/17/2011 | Common Stock | 30,000 | 30,000 | D | ||||||||
Options to Purchase Common Stock (6) | $ 16.26 | 04/16/2003(3) | 04/16/2012 | Common Stock | 20,000 | 20,000 | D | ||||||||
Options to Purchase Common Stock (6) | $ 18.46 | 04/15/2004(4) | 04/15/2013 | Common Stock | 20,000 | 20,000 | D | ||||||||
Options to Purchase Common Stock (6) | $ 17.85 | 05/16/2004(5) | 05/16/2013 | Common Stock | 4,000 | 4,000 | D | ||||||||
Options to Purchase Common Stock (7) | $ 18.91 | 05/12/2005 | 05/12/2015 | Common Stock | 30,000 | 30,000 | D | ||||||||
Options to Purchase Common Stock (7) | $ 21.21 | 12/12/2005 | 12/12/2015 | Common Stock | 24,000 | 24,000 | D | ||||||||
Phantom Stock | $ 18.99 (8) | 07/14/2009 | I | 1 | (8) | (8) | Common Stock | 1 | $ 18.99 | 188 | D (9) | ||||
Options to Purchase Common Stock (11) | $ 22 | 08/29/2008(10) | 08/29/2017 | Common Stock | 18,000 | 18,000 | D | ||||||||
Options to Purchase Common Stock (11) | $ 24.27 | 08/18/2009(12) | 08/18/2018 | Common Stock | 18,000 | 18,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PETERS FREDERICK C II BRYN MAWR BANK CORPORATION 801 LANCASTER AVENUE BRYN MAWR, PA 19010 |
X | President and Chairman |
Frederick C. Peters II | 07/14/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The vesting of these options was accelerated by the registrant and became fully vested as of June 16, 2005. |
(2) | These options become exercisable over a three (3) year period in 33 1/3% increments starting on April 17, 2002 and on each April 17 thereafter until the options are fully exercisable. |
(3) | These options become exercisable over a three (3) year period in 33 1/3% increments starting on April 16, 2003 and on each April 16 thereafter until the options are fully exercisable. |
(4) | These options become exercisable over a three (3) year period in 33 1/3% increments starting on April 15, 2004 and on each April 15 thereafter until the options are fully exercisable. |
(5) | These options become exercisable over a three (3) year period in 33 1/3% increments starting on May 16, 2004 and on each May 16 thereafter until the options are fully exercisable. |
(6) | Acquired in a transaction exempt under Rule 16b-3 |
(7) | These options were granted to the reporting person under BMBC's 2004 Stock Option Plan in a transaction exempt under Rule 16b-3. |
(8) | Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash, upon the reporting person's termination of service as an employee. |
(9) | Held in Bryn Mawr Trust Company Executive Officers Deferred Comp. Plan. |
(10) | These options become exercisable over a five (5) year period in 20% increments starting on 08/29/2008 and on each 08/29 thereafter until the options are fully exercisable. |
(11) | These options were granted to the reporting person under BMBC's 2007 Long-term Incentive Plan. |
(12) | The options become exercisable over a five (5) year period in 20% increments starting on 8/18/2009 and on each 8/18 thereafter until the options are fully exercisable. |