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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options | $ 16.593 (1) | 03/04/2004 | 03/03/2014 | Common Stock | 67,500 (1) | 67,500 (1) | D | ||||||||
Stock Options | $ 9.5 (1) | 12/05/2002 | 12/04/2012 | Common Stock | 225,000 (1) | 225,000 (1) | D | ||||||||
Stock Options | $ 5.873 (1) | 04/23/1999 | 04/22/2009 | Common Stock | 150,000 (1) | 150,000 (1) | D | ||||||||
Stock Options | $ 10.5 (1) | 05/08/1998 | 05/07/2008 | Common Stock | 82,500 (1) | 82,500 (1) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FELDENKREIS OSCAR 3000 N.W. 107TH AVENUE MIAMI, FL 33172 |
X | X | President and COO |
/s/ Oscar Feldenkreis | 03/12/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Amounts have been adjusted to reflect the 3-for-2 split of the issuer's common stock that was effected in the form of a stock dividend paid on December 29, 2006 (the "Stock Split"). |
(2) | Owned by a limited partnership of which the Reporting Person is the sole shareholder of the general partner and the sole limited partner. |
(3) | The issuer effected the Stock Split on December 29, 2006. The record date of the Stock Split was December 12, 2006. A limited partnership, of which the reporting person is the sole shareholder of the general partner and the sole limited partner, previously gifted an aggregate of 3,430 pre-Stock Split shares of the issuer's common stock to certain donees, which gifts cleared through the issuer's transfer agent on December 18, 2006. As a result of the gifts occurring after the Stock Split's record date, but prior to the payable date, such limited partnership received, as a result of the Stock Split, an aggregate of 1,715 shares of the issuer's common stock which were intended for the donees (the "Gift Split Shares"). The limited partnership subsequently transferred an aggregate of 1,714 Gift Split Shares to the donees. The applicable donees agreed that the limited partnership should continue to maintain ownership of one of the Gift Split Shares. |
(4) | Owned jointly by Reporting Person and his spouse. |
(5) | Owned by the Feldenkreis Family Foundation, Inc. of which the Reporting Person is an officer and director. |