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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Options (Right to Buy) 8/26/96 Grant | $ 25.4167 | 08/27/1997(5) | 08/26/2006 | Common Stock | 45,000 | 45,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SHAW WILLIAM / C/O VOLT INFORMATION SCIENCES, INC 560 LEXINGTON AVENUE NEW YORK, NY 10022 |
X | X | Chariman and President |
Howard B. Weinreich, Attorney-in-Fact | 08/19/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The 1,094,231 shares of common stock were owned by a grantor retained annuity trust which terminated on August 17, 2005. The shares of common stock held by the trust were distributed to two trusts for the benefit of Mr. Shaw's daughters in accordance with the terms of the trust. The balance of 436,900 shares of common stock were distributed to Mr. Shaw. |
(2) | Held in the undersigned's Employee Stock Option Plan account in the Company's Savings Plan as of July 31, 2005, the lastest date as of which information is available. |
(3) | Held in the undersigned's Company Stock Fund under the Company's 401 (k) Plan account in the Company's Savings Plan as of July 31,2005, the latest date as of which information is available. |
(4) | Shares held in a family foundation. The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of these securities. |
(5) | Exercisable one year after grant. |