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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BlueLine Catalyst Fund IX, L.P. 319 DIABLO ROAD SUITE 200 DANVILLE, CA 94526 |
X | |||
BlueLine Capital Partners, L.P. 319 DIABLO ROAD STE 200 DANVILLE, CA 94526 |
X | |||
BlueLine Capital Partners II, L.P. 319 DIABLO ROAD STE 200 DANVILLE, CA 94526 |
X | |||
BlueLine Capital Partners III, LP 319 DIABLO ROAD STE 200 DANVILLE, CA 94526 |
X | |||
BlueLine Partners, L.L.C. 319 DIABLO ROAD STE 200 DANVILLE, CA 94526 |
X | |||
BlueLine Partners II, LLC 319 DIABLO ROAD STE 200 DANVILLE, CA 94526 |
X | |||
Blue TSV I, Ltd. C/O MAPLES CORPORATE SERVICES LIMITED PO BOX 309, UGLAND HOUSE GRAND CAYMAN, E9 KY1-1104 |
X |
Scott A. Shuda | 10/22/2010 | |
**Signature of Reporting Person | Date | |
John Steven Kraus | 10/22/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These securities are owned by BlueLine Capital Partners III, L.P. |
(2) | These securities are owned by BlueLine Capital Partners II, L.P. |
(3) | These securities are owned by BlueLine Catalyst Fund IX, L.P. |
Remarks: John Steven Kraus, for Blue TSV I, LTD Scott A. Shuda, by power of attorney for all other reporting persons As described in the Schedule 13D filing made on January 2, 2009 with respect to the Common Stock owned by BlueLine Capital Partners, L.P., BlueLine Capital Partners II, L.P., BlueLine Capital Partners III, L.P., BlueLine Catalyst Fund IX, L.P., BlueLine Partners, L.L.C., BlueLine Partners II, L.L.C., and Blue TSV I, LTD, the Reporting Entities may have been deemed to be a "group" under Section 13(d) of the Securities Exchange Act and accordingly each Reporting Person may have been deemed to have beneficial ownership of 10% or more of the Common Stock. |