1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
|
09/29/2005 |
09/28/2015 |
Common Stock, par value $0.01 per share
|
75,000
|
$
0.15
|
D
|
Â
|
Stock Option (right to buy)
|
04/27/2006 |
04/26/2016 |
Common Stock, par value $0.01 per share
|
150,000
|
$
0.12
|
D
|
Â
|
Stock Option (right to buy)
|
06/11/2007 |
06/10/2017 |
Common Stock, par value $0.01 per share
|
75,000
|
$
0.47
|
D
|
Â
|
Stock Option (right to buy)
|
05/07/2008 |
05/06/2018 |
Common Stock, par value $0.01 per share
|
125,000
|
$
0.21
|
D
|
Â
|
Stock Option (right to buy)
(1)
|
09/21/2010 |
11/29/2011 |
Common Stock, par value $0.01 per share
|
7,208,220
|
$
0.14
|
D
(1)
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Pursuant to an agreement between the reporting person and Christopher Payan, the former Chief Executive Officer of Emerging Vision, Inc. (the "Seller"), the Seller granted the reporting person the right to cause the Seller to exercise options to purchase 7,208,220 shares of common stock, par value $0.01 per share (the "Option Shares"), of Emerging Vision, Inc. held by the Seller at any time and to assign such Option Shares to the reporting person. |