UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): June 5, 2013

 

NuPathe Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Registrant’s telephone number, including area code: (484) 567-0130

 

Not Applicable

(Former name or former address if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

Item 5.02                   Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

On June 10, 2013, NuPathe Inc. (“NuPathe”) and Terri B. Sebree, NuPathe’s President, entered into Amendment No. 2 (the “Amendment”) to Ms. Sebree’s Amended and Restated Employment Agreement, as amended on March 27, 2013 (the “Employment Agreement”). The Amendment eliminates Ms. Sebree’s option to resign on or before December 31, 2013 and receive the payments and other benefits specified in her Employment Agreement.  As consideration for the Amendment, NuPathe granted 30,000 restricted stock units to Ms. Sebree and increased her base salary from $334,184 to $360,000.  The restricted stock units vest in three equal annual installments commencing on June 10, 2014 and are subject to forfeiture if Ms. Sebree’s service to NuPathe terminates before the units vest (except as otherwise provided in Ms. Sebree’s Employment Agreement).  All other provisions of Ms. Sebree’s Employment Agreement are unchanged by the Amendment.

 

Item 5.07     Submission of Matters to a Vote of Security Holders.

 

The 2013 Annual Meeting of Stockholders of NuPathe Inc. was held on June 5, 2013.  The proposals voted on at the Annual Meeting and the results of the vote were as follows:

 

Proposal No. 1:   Election of Directors

 

Stockholders re-elected the following individuals to serve as directors until NuPathe’s 2014 Annual Meeting of Stockholders or until the election and qualification of their successors.

 

Nominee		For		Withheld		Broker Non-Vote
Wayne P. Yetter		13,103,192		119,683		7,947,239
Armando Anido		13,102,221		120,654		7,947,239
Michael Cola		12,316,594		906,281		7,947,239
James A. Datin		13,085,168		137,707		7,947,239
William J. Federici		13,084,684		138,191		7,947,239
Richard S. Kollender		12,351,935		870,940		7,947,239
Robert P. Roche Jr.		12,320,394		902,481		7,947,239
Brian J. Sisko		13,048,564		174,311		7,947,239

 

Proposal No. 2:   Approval of the Amendment and Restatement of the NuPathe Inc. 2010 Omnibus Incentive Compensation Plan

 

Stockholders approved the amendment and restatement of the NuPathe Inc. 2010 Omnibus Incentive Compensation Plan.

 

For		Against		Abstain		Broker Non-Vote
12,019,904		1,143,160		59,811		7,947,239

 

Proposal No. 3:          Ratification of the Selection of KPMG LLP as the Company’s Independent Registered Public Accounting Firm for 2013

 

Stockholders ratified the selection of KPMG LLP as the Company’s independent registered public accounting form for 2013.

 

For		Against		Abstain
20,725,923		331,208		112,983

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

	NUPATHE INC.
	By:	/s/ Michael F. Marino
		Michael F. Marino
		Senior Vice President, General Counsel and Secretary
Dated: June 10, 2013

 

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