UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549

OMB APPROVAL

 

OMB Number:  3235-0578

 

Expires:    April 30, 2013

 

Estimated average burden hours per response........5.6

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811- 04889

 

H&Q Healthcare Investors

(Exact name of registrant as specified in charter)

 

2 Liberty Square, 9th Floor, Boston, MA

 

02109

(Address of principal executive offices)

 

(Zip code)

 

Laura Woodward

H&Q Healthcare Investors

2 Liberty Square, 9th Floor, Boston MA 02109

(Name and address of agent for service)

 

Registrant’s telephone number, including area code: 617-772-8500

 

Date of fiscal year end: September 30

 

Date of reporting period: 7/1/11-6/30/12

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss.239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).  The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public.  A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number.  Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609.  The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.

 

 

 

 


 

Item 1. Proxy Voting Record.

 


 

ACORDA THERAPEUTICS, INC.

 

Security

00484M106

Meeting Type

Annual

 

 

 

 

Ticker Symbol

ACOR

Meeting Date

06-Jun-2012

 

 

 

 

ISIN

US00484M1062

Agenda

933614364 - Management

 

 

 

 

Record Date

09-Apr-2012

Holding Recon Date

09-Apr-2012

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

05-Jun-2012

 

 

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1.

 

DIRECTOR

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

BARRY GREENE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2

IAN SMITH

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

2.

 

TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

 

For

 

Yes

 

For

 

Management

 

AETNA INC.

 

Security

00817Y108

Meeting Type

Annual

 

 

 

 

Ticker Symbol

AET

Meeting Date

18-May-2012

 

 

 

 

ISIN

US00817Y1082

Agenda

933600149 - Management

 

 

 

 

Record Date

16-Mar-2012

Holding Recon Date

16-Mar-2012

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

17-May-2012

 

 

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: FERNANDO AGUIRRE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: MARK T. BERTOLINI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: FRANK M. CLARK

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: BETSY Z. COHEN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: MOLLY J. COYE, M.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: ROGER N. FARAH

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: BARBARA HACKMAN FRANKLIN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1H.

 

ELECTION OF DIRECTOR: JEFFREY E. GARTEN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1I.

 

ELECTION OF DIRECTOR: ELLEN M. HANCOCK

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1J.

 

ELECTION OF DIRECTOR: RICHARD J. HARRINGTON

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1K.

 

ELECTION OF DIRECTOR: EDWARD J. LUDWIG

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1L.

 

ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2.

 

APPROVAL OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION ON A NON-BINDING ADVISORY BASIS.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

4.

 

SHAREHOLDER PROPOSAL ON CUMULATIVE VOTING.

 

Against

 

Yes

 

Against

 

Shareholder

 

 

 

 

 

 

 

 

 

 

 

5.

 

SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS.

 

Against

 

Yes

 

Against

 

Shareholder

 

AKORN, INC.

 

Security

009728106

Meeting Type

Special

 

 

 

 

Ticker Symbol

AKRX

Meeting Date

29-Dec-2011

 

 

 

 

ISIN

US0097281069

Agenda

933536457 - Management

 

 

 

 

Record Date

05-Dec-2011

Holding Recon Date

05-Dec-2011

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

28-Dec-2011

 

 

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

01

 

APPROVAL OF AN AMENDMENT TO THE AMENDED AND RESTATED AKORN, INC. 2003 STOCK OPTION PLAN TO INCREASE THE TOTAL NUMBER OF SHARES OF COMMON STOCK AUTHORIZED AND RESERVED FOR ISSUANCE UNDER THE PLAN FROM 11,000,000 TO 19,000,000 SHARES.

 

For

 

Yes

 

For

 

Management

 


 

AKORN, INC.

 

Security

009728106

Meeting Type

Annual

 

 

 

 

Ticker Symbol

AKRX

Meeting Date

04-May-2012

 

 

 

 

ISIN

US0097281069

Agenda

933610760 - Management

 

 

 

 

Record Date

19-Mar-2012

Holding Recon Date

19-Mar-2012

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

03-May-2012

 

 

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1.

 

DIRECTOR

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

JOHN N. KAPOOR, PHD

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2

RONALD M. JOHNSON

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

3

BRIAN TAMBI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

4

STEVEN J. MEYER

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

5

ALAN WEINSTEIN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

6

KENNETH S. ABRAMOWITZ

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

7

ADRIENNE L. GRAVES, PHD

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

2.

 

PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP TO SERVE AS AKORN’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

SAY ON PAY - AN ADVISORY VOTE ON APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION PROGRAM.

 

For

 

Yes

 

For

 

Management

 

ALEXION PHARMACEUTICALS, INC.

 

Security

015351109

Meeting Type

Annual

 

 

 

 

Ticker Symbol

ALXN

Meeting Date

07-May-2012

 

 

 

 

ISIN

US0153511094

Agenda

933610772 - Management

 

 

 

 

Record Date

16-Mar-2012

Holding Recon Date

16-Mar-2012

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

04-May-2012

 

 

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1.

 

DIRECTOR

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

LEONARD BELL

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2

MAX LINK

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

3

WILLIAM R. KELLER

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

4

JOSEPH A. MADRI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

5

LARRY L. MATHIS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

6

R. DOUGLAS NORBY

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

7

ALVIN S. PARVEN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

8

ANDREAS RUMMELT

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

9

ANN M. VENEMAN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

2.

 

RATIFICATION OF APPOINTMENT BY THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS ALEXION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

APPROVAL OF A NON-BINDING ADVISORY VOTE OF THE COMPENSATION PAID TO ALEXION’S NAMED EXECUTIVE OFFICERS.

 

For

 

Yes

 

For

 

Management

 

ALKERMES PLC

 

Security

G01767105

Meeting Type

Special

 

 

 

 

Ticker Symbol

ALKS

Meeting Date

08-Dec-2011

 

 

 

 

ISIN

IE00B56GVS15

Agenda

933524604 - Management

 

 

 

 

Record Date

01-Nov-2011

Holding Recon Date

01-Nov-2011

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

07-Dec-2011

 

 

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

01

 

TO APPROVE THE ALKERMES PLC 2011 STOCK OPTION AND INCENTIVE PLAN.

 

For

 

Yes

 

For

 

Management

 

ALKERMES, INC.

 

Security

01642T108

Meeting Type

Special

 

 

 

 

Ticker Symbol

ALKS

Meeting Date

08-Sep-2011

 

 

 

 

ISIN

US01642T1088

Agenda

933496019 - Management

 

 

 

 

Record Date

01-Aug-2011

Holding Recon Date

01-Aug-2011

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

07-Sep-2011

 

 

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

01

 

TO ADOPT THE BUSINESS COMBINATION AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 9, 2011, BY AND AMONG ELAN CORPORATION, PLC, ALKERMES, INC., ANTLER SCIENCE TWO LIMITED, ANTLER ACQUISITION CORP. AND CERTAIN OTHER PARTIES AS DESCRIBED IN THE PROXY STATEMENT/PROSPECTUS, PURSUANT TO WHICH ANTLER ACQUISITION CORP. WILL MERGE WITH AND INTO ALKERMES, INC.

 

For

 

Yes

 

For

 

Management

 


 

02

 

TO APPROVE THE CREATION OF DISTRIBUTABLE RESERVES OF ALKERMES PLC THROUGH A REDUCTION OF THE SHARE PREMIUM ACCOUNT OF ALKERMES PLC (THAT WAS PREVIOUSLY APPROVED BY THE CURRENT SHAREHOLDERS OF ALKERMES PLC) AS DESCRIBED IN THE PROXY STATEMENT/PROSPECTUS.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

03

 

TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES IF NECESSARY OR APPROPRIATE, INCLUDING FOR THE PURPOSE OF PERMITTING FURTHER SOLICITATION OF PROXIES.

 

For

 

Yes

 

For

 

Management

 

ALLERGAN, INC.

 

Security

018490102

Meeting Type

Annual

 

 

 

 

Ticker Symbol

AGN

Meeting Date

01-May-2012

 

 

 

 

ISIN

US0184901025

Agenda

933565826 - Management

 

 

 

 

Record Date

08-Mar-2012

Holding Recon Date

08-Mar-2012

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

30-Apr-2012

 

 

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: DAVID E.I. PYOTT

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: HERBERT W. BOYER, PH.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: DEBORAH DUNSIRE, M.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: DAWN HUDSON

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: ROBERT A. INGRAM

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: TREVOR M. JONES, PH.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1H.

 

ELECTION OF DIRECTOR: LOUIS J. LAVIGNE, JR.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1I.

 

ELECTION OF DIRECTOR: RUSSELL T. RAY

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1J.

 

ELECTION OF DIRECTOR: STEPHEN J. RYAN, M.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2.

 

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2012.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

4.

 

STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE ANNUAL MEETING (SPECIAL STOCKHOLDER MEETINGS).

 

Against

 

Yes

 

Against

 

Shareholder

 

AMARIN CORPORATION PLC

 

Security

023111206

Meeting Type

Annual

 

 

 

 

Ticker Symbol

AMRN

Meeting Date

12-Jul-2011

 

 

 

 

ISIN

US0231112063

Agenda

933458336 - Management

 

 

 

 

Record Date

29-Apr-2011

Holding Recon Date

29-Apr-2011

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

05-Jul-2011

 

 

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

O1

 

ORDINARY RESOLUTION TO RE-ELECT DR. JOSEPH ANDERSON AS A DIRECTOR.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O2

 

ORDINARY RESOLUTION TO RE-ELECT DR. JAMES I. HEALY AS A DIRECTOR.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O3

 

ORDINARY RESOLUTION TO ELECT MS. KRISTINE PETERSON AS A DIRECTOR.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O4

 

ORDINARY RESOLUTION TO ELECT DR. DAVID FEIGAL AS A DIRECTOR.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O5

 

ORDINARY RESOLUTION (ADVISORY, NON- BINDING VOTE) ON THE COMPANY’S EXECUTIVE COMPENSATION.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O6

 

ORDINARY RESOLUTION (ADVISORY, NON- BINDING VOTE) ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.

 

1 Year

 

Yes

 

1 Year

 

Management

 

 

 

 

 

 

 

 

 

 

 

O7

 

ORDINARY RESOLUTION (ADVISORY, NON- BINDING VOTE) ON THE DIRECTORS’ REMUNERATION REPORT FOR THE FISCAL YEAR ENDED DECEMBER 31, 2010.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O8

 

ORDINARY RESOLUTION TO RE-APPOINT DELOITTE & TOUCHE LLP AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION.

 

For

 

Yes

 

For

 

Management

 


 

S9

 

SPECIAL RESOLUTION TO ADOPT AND APPROVE THE AMARIN CORPORATION PLC 2011 STOCK INCENTIVE PLAN.

 

For

 

Yes

 

For

 

Management

 

AMGEN INC.

 

Security

031162100

Meeting Type

Annual

 

 

 

 

Ticker Symbol

AMGN

Meeting Date

23-May-2012

 

 

 

 

ISIN

US0311621009

Agenda

933583937 - Management

 

 

 

 

Record Date

26-Mar-2012

Holding Recon Date

26-Mar-2012

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

22-May-2012

 

 

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: DR. DAVID BALTIMORE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: DR. REBECCA M. HENDERSON

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1H.

 

ELECTION OF DIRECTOR: DR. TYLER JACKS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1I.

 

ELECTION OF DIRECTOR: DR. GILBERT S. OMENN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1J.

 

ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1K.

 

ELECTION OF DIRECTOR: ADM. J. PAUL REASON, USN (RETIRED)

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1L.

 

ELECTION OF DIRECTOR: MR. LEONARD D. SCHAEFFER

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1M.

 

ELECTION OF DIRECTOR: MR. KEVIN W. SHARER

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1N.

 

ELECTION OF DIRECTOR: DR. RONALD D. SUGAR

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2.

 

TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

4.

 

TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE STOCKHOLDER ACTION BY WRITTEN CONSENT.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

5A.

 

STOCKHOLDER PROPOSAL #1 (INDEPENDENT CHAIRMAN OF THE BOARD).

 

Against

 

Yes

 

For

 

Shareholder

 

 

 

 

 

 

 

 

 

 

 

5B.

 

STOCKHOLDER PROPOSAL #2 (TRANSPARENCY IN ANIMAL USE).

 

Against

 

Yes

 

Against

 

Shareholder

 

 

 

 

 

 

 

 

 

 

 

5C.

 

STOCKHOLDER PROPOSAL #3 (REQUEST FOR DISCLOSURE OF LOBBYING POLICIES AND PRACTICES).

 

Against

 

Yes

 

Against

 

Shareholder

 

 

 

 

 

 

 

 

 

 

 

5D.

 

STOCKHOLDER PROPOSAL #4 (CEO TO SERVE ON A MAXIMUM OF ONE OTHER BOARD).

 

Against

 

Yes

 

Against

 

Shareholder

 

BAXTER INTERNATIONAL INC.

 

Security

071813109

Meeting Type

Annual

 

 

 

 

Ticker Symbol

BAX

Meeting Date

08-May-2012

 

 

 

 

ISIN

US0718131099

Agenda

933574736 - Management

 

 

 

 

Record Date

12-Mar-2012

Holding Recon Date

12-Mar-2012

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

07-May-2012

 

 

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: JAMES R. GAVIN III, M.D., PH.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: PETER S. HELLMAN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: K.J. STORM

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2.

 

RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

4.

 

SHAREHOLDER PROPOSAL TO REPEAL CLASSIFIED BOARD

 

For

 

Yes

 

For

 

Shareholder

 

 

 

 

 

 

 

 

 

 

 

5.

 

SHAREHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY VOTE

 

For

 

Yes

 

For

 

Shareholder

 


 

BIOGEN IDEC INC.

 

Security

09062X103

Meeting Type

Annual

 

 

 

 

Ticker Symbol

BIIB

Meeting Date

08-Jun-2012

 

 

 

 

ISIN

US09062X1037

Agenda

933618843 - Management

 

 

 

 

Record Date

10-Apr-2012

Holding Recon Date

10-Apr-2012

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

07-Jun-2012

 

 

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: CAROLINE D. DORSA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: GEORGE A. SCANGOS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: LYNN SCHENK

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: ALEXANDER J. DENNER

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: NANCY L. LEAMING

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: RICHARD C. MULLIGAN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1H.

 

ELECTION OF DIRECTOR: ROBERT W. PANGIA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1I.

 

ELECTION OF DIRECTOR: BRIAN S. POSNER

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1J.

 

ELECTION OF DIRECTOR: ERIC K. ROWINSKY

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1K.

 

ELECTION OF DIRECTOR: STEPHEN A. SHERWIN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1L.

 

ELECTION OF DIRECTOR: WILLIAM D. YOUNG

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2.

 

TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

4.

 

TO APPROVE AN AMENDMENT TO BIOGEN IDEC’S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION ESTABLISHING DELAWARE AS EXCLUSIVE FORUM FOR CERTAIN DISPUTES.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

5.

 

TO APPROVE AN AMENDMENT TO BIOGEN IDEC’S SECOND AMENDED AND RESTATED BYLAWS PERMITTING HOLDERS OF AT LEAST 25% OF COMMON STOCK TO CALL SPECIAL MEETINGS.

 

For

 

Yes

 

For

 

Management

 

BRUKER CORPORATION

 

Security

116794108

Meeting Type

Annual

 

 

 

 

Ticker Symbol

BRKR

Meeting Date

18-May-2012

 

 

 

 

ISIN

US1167941087

Agenda

933602636 - Management

 

 

 

 

Record Date

30-Mar-2012

Holding Recon Date

30-Mar-2012

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

17-May-2012

 

 

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1.

 

DIRECTOR

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

RICHARD D. KNISS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2

JOERG C. LAUKIEN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

3

WILLIAM A. LINTON

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

4

CHRIS VAN INGEN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

2.

 

TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY, CONFIRM AND APPROVE THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF BRUKER CORPORATION FOR FISCAL 2012.

 

For

 

Yes

 

For

 

Management

 

CARDIOKINETIX, INC.

 

Security

N/A

Meeting Type

Action by Written Consent

 

 

 

 

Ticker Symbol

N/A

Date

14-Sep-11

 

Item

 

Proposal

 

Management
Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1

 

APPROVE THE AMENDMENT AND RESTATED CERTIFICATE OF INCORPORATION

 

For

 

Yes

 

For

 

Management

2

 

APPROVE THE SALE AND ISSUANCE OF SERIES E PREFFERED STOCK

 

For

 

Yes

 

For

 

Management

3

 

APPROVE WAVIER OF RIGHT OF FIRST OFFER

 

For

 

Yes

 

For

 

Management

4

 

APPROVE THE AMENDMENT TO THE 2002 STOCK PLAN

 

For

 

Yes

 

For

 

Management

5

 

ELECT DIRECTORS PAUL LA VIOLETTE AND JEANI DELAGARDELLE

 

For

 

Yes

 

For

 

Management

6

 

APPROVE THE AMENDED AND RESTATED FORM OF IDEMNIFICATION AGREEMENT

 

For

 

Yes

 

For

 

Management

7

 

APPROVE AMENDMENTS TO THE BYLAWS

 

For

 

Yes

 

For

 

Management

8

 

APPROVE THE WAIVER OF ANTI-DILUTION ADJUSTMENTS

 

For

 

Yes

 

For

 

Management

9

 

APPROVE OMNIBUS RESOLUTION

 

For

 

Yes

 

For

 

Management

 

CARDIOKINETIX, INC

 

Security

N/A

Meeting Type

Action by Written Consent

 

 

 

 

Ticker Symbol

N/A

Date

28-Feb-12

 

Item

 

Proposal

 

Management
Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1

 

RATIFICATION OF THE AMENDMENT TO THE 2002 STOCK PLAN

 

For

 

Yes

 

For

 

Management

2

 

APPROVE THE AMENDED AND RESTATED 2002 STOCK PLAN

 

For

 

Yes

 

For

 

Management

3

 

ADOPTION OF THE 2011 EQUITY INCENTIVE PLAN

 

For

 

Yes

 

For

 

Management

4

 

WAVIER ANTI-DILUTION AND PROTECTIVE PROVISIONS

 

For

 

Yes

 

For

 

Management

5

 

WAVIER OF RIGHT OF FIRST OFFER

 

For

 

Yes

 

For

 

Management

6

 

APPROVE OMNIBUS RESOLUTION

 

For

 

Yes

 

For

 

Management

 

CELGENE CORPORATION

 

Security

151020104

Meeting Type

Annual

 

 

 

 

Ticker Symbol

CELG

Meeting Date

13-Jun-2012

 

 

 

 

ISIN

US1510201049

Agenda

933620189 - Management

 

 

 

 

Record Date

18-Apr-2012

Holding Recon Date

18-Apr-2012

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

12-Jun-2012

 

 

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1.

 

DIRECTOR

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

ROBERT J. HUGIN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2

R.W. BARKER, D. PHIL.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

3

MICHAEL D. CASEY

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

4

CARRIE S. COX

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

5

RODMAN L. DRAKE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

6

M.A. FRIEDMAN, M.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

7

GILLA KAPLAN, PH.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

8

JAMES J. LOUGHLIN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

9

ERNEST MARIO, PH.D.

 

For

 

Yes

 

For

 

Management

 


 

2.

 

RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

APPROVAL OF AN AMENDMENT TO THE COMPANY’S 2008 STOCK INCENTIVE PLAN.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

4.

 

APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

5.

 

STOCKHOLDER PROPOSAL DESCRIBED IN MORE DETAIL IN THE PROXY STATEMENT.

 

Against

 

Yes

 

Against

 

Shareholder

 

CELLADON CORPORATION

 

Security

N/A

Meeting Type

Action by Written Consent

 

 

 

 

Ticker Symbol

N/A

Date

26-Apr-12

 

Item

 

Proposal

 

Management
Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1

 

APPROVE THE AMENDMENT TO THE COMPANY’S 2012 EQUITY INCENTIVE PLAN.

 

For

 

Yes

 

For

 

Management

 

CERES, INC.

 

Security

N/A

Meeting Type

Action by Written Consent

 

 

 

 

Ticker Symbol

N/A

Date

9-Dec-11

 

Item

 

Proposal

 

Management
Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1

 

APPROVAL OF ALL AMENDMENTS TO THE CERTIFICATE OF AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION

 

For

 

Yes

 

For

 

Management

2

 

APPROVAL OF THE SPONSORED RESARCH AGREEMENT WITH TEXAS A&M UNIVERSITY (TAMU)

 

For

 

Yes

 

For

 

Management

3

 

APPROVAL TO ISSUE TAMU WARRANT TO PURCHASE SHARES OF THE CORPORATIONS’S COMMON STOCK

 

For

 

Yes

 

For

 

Management

4

 

AUTHORIZATION AND ISSUANCE OF ANY EQUITY SECURITY BY THE CORPORATION PURSUANT TO THE CORPORATION’S RESTATED CERTIFICATE OF INCORPORATION

 

For

 

Yes

 

For

 

Management

5

 

APPROVAL AND CONSENT TO THE ISSUANCE OF WARRANTS TO PURCHASE UP TO AN AGGREGATE OF 200,000 SHARES OF THE CORPORATIONS COMMON STOCK TO TAMU

 

For

 

Yes

 

For

 

Management

6

 

APPROVAL THAT THE OFFICERS OF THE CORPORATION BE AUTHORIZED AND DIRECTED ON BEHALF OF THE CORPORATION, TO EXECUTE ALL DOCUMENTS AND TAKE SUCH FURTHER ACTION AS THEY DEEM NECESSARY, APPROPRIATE OR ADVISABLE.

 

For

 

Yes

 

For

 

Management

7

 

CONVERTIBLE NOTE OFFERING WAIVER

 

For

 

Yes

 

For

 

Management

8

 

AUTHORIZATION TO ISSUE AND SELL CONVERTIBLE NOTES

 

For

 

Yes

 

For

 

Management

9

 

WAIVER AND CONSENT

 

For

 

Yes

 

For

 

Management

 

CERES, INC.

 

Security

N/A

Meeting Type

Annual

 

 

 

 

Ticker Symbol

N/A

Meeting Date

17-Jan-12

 

 

 

 

Record Date

14-Dec-11

 

 

 

Item

 

Proposal

 

Management
Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1

 

TO ELECT ELEVEN DIRECTORS TO SERVE UNTIL THE 2013 ANNUAL STOCKHOLDERS MEETING

 

For

 

Yes

 

For

 

Management

2

 

TO RATIFY KPMG AS INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR.

 

For

 

Yes

 

For

 

Management

3

 

TO CONSIDER OTHER SUCH BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING

 

For

 

Yes

 

For

 

Management

 

COMMUNITY HEALTH SYSTEMS, INC.

 

Security

203668108

Meeting Type

Annual

 

 

 

 

Ticker Symbol

CYH

Meeting Date

15-May-2012

 

 

 

 

ISIN

US2036681086

Agenda

933593433 - Management

 

 

 

 

Record Date

23-Mar-2012

Holding Recon Date

23-Mar-2012

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

14-May-2012

 

 

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1.1

 

ELECTION OF DIRECTOR: W. LARRY CASH

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1.2

 

ELECTION OF DIRECTOR: JOHN A. CLERICO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1.3

 

ELECTION OF DIRECTOR: JAMES S. ELY III

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1.4

 

ELECTION OF DIRECTOR: JOHN A. FRY

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1.5

 

ELECTION OF DIRECTOR: WILLIAM NORRIS JENNINGS, M.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1.6

 

ELECTION OF DIRECTOR: JULIA B. NORTH

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1.7

 

ELECTION OF DIRECTOR: WAYNE T. SMITH

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1.8

 

ELECTION OF DIRECTOR: H. MITCHELL WATSON, JR.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2.

 

THE APPROVAL OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.

 

For

 

Yes

 

For

 

Management

 

CONCENTRIC MEDICAL, INC.

 

Security

N/A

Meeting Type

Action by Written Consent

 

 

 

 

Ticker Symbol

N/A

Date

31-Aug-11

 

Item

 

Proposal

 

Management
Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1

 

ADOPTION OF THE MERGER DOCUMENTS

 

For

 

Yes

 

For

 

Management

2

 

CONSENTS AND TERMINATION OF OTHER AGREEMENTS

 

For

 

Yes

 

For

 

Management

3

 

CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION

 

For

 

Yes

 

For

 

Management

4

 

OMNIBUS RESOLUTIONS

 

For

 

Yes

 

For

 

Management

 

COVANCE INC.

 

 

 

 

 

 

 

Security

222816100

Meeting Type

Annual

 

 

 

 

Ticker Symbol

CVD

Meeting Date

08-May-2012

 

 

 

 

ISIN

US2228161004

Agenda

933573049 - Management

 

 

 

 

Record Date

14-Mar-2012

Holding Recon Date

14-Mar-2012

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

07-May-2012

 

 

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1.

 

DIRECTOR

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

R. BARCHI, M.D., PH.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2

JOSEPH C. SCODARI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

2.

 

ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

APPROVAL OF THE NON-EMPLOYEE DIRECTORS DEFERRED STOCK PLAN.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

4.

 

RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLC FOR THE FISCAL YEAR 2012.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

5.

 

SHAREHOLDER PROPOSAL SUBMITTED BY PETA TO REQUIRE ANNUAL REPORTS BY THE BOARD OF DIRECTORS PERTAINING TO CITATIONS UNDER THE ANIMAL WELFARE ACT.

 

Against

 

Yes

 

Against

 

Shareholder

 

CVS CAREMARK CORPORATION

 

Security

126650100

Meeting Type

Annual

 

 

 

 

Ticker Symbol

CVS

Meeting Date

10-May-2012

 

 

 

 

ISIN

US1266501006

Agenda

933577011 - Management

 

 

 

 

Record Date

13-Mar-2012

Holding Recon Date

13-Mar-2012

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

09-May-2012

 

 

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1.A

 

ELECTION OF DIRECTOR: C. DAVID BROWN II

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1.B

 

ELECTION OF DIRECTOR: DAVID W. DORMAN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1.C

 

ELECTION OF DIRECTOR: ANNE M. FINUCANE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1.D

 

ELECTION OF DIRECTOR: KRISTEN GIBNEY WILLIAMS

 

For

 

Yes

 

For

 

Management

 


 

1.E

 

ELECTION OF DIRECTOR: MARIAN L. HEARD

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1.F

 

ELECTION OF DIRECTOR: LARRY J. MERLO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1.G

 

ELECTION OF DIRECTOR: JEAN-PIERRE MILLON

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1.H

 

ELECTION OF DIRECTOR: C.A. LANCE PICCOLO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1.I

 

ELECTION OF DIRECTOR: RICHARD J. SWIFT

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1.J

 

ELECTION OF DIRECTOR: TONY L. WHITE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2.

 

RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

PROPOSAL TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

4.

 

MANAGEMENT PROPOSAL REGARDING STOCKHOLDER ACTION BY WRITTEN CONSENT.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

5.

 

STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS AND EXPENDITURES.

 

For

 

Yes

 

Against

 

Shareholder

 

DENDREON CORPORATION

 

Security

24823Q107

Meeting Type

Annual

 

 

 

 

Ticker Symbol

DNDN

Meeting Date

13-Jun-2012

 

 

 

 

ISIN

US24823Q1076

Agenda

933624303 - Management

 

 

 

 

Record Date

18-Apr-2012

Holding Recon Date

18-Apr-2012

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

12-Jun-2012

 

 

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1.1

 

ELECTION OF DIRECTOR: JOHN H. JOHNSON

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1.2

 

ELECTION OF DIRECTOR: SUSAN B. BAYH

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1.3

 

ELECTION OF DIRECTOR: DENNIS M. FENTON, PH.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1.4

 

ELECTION OF DIRECTOR: DAVID L. URDAL, PH.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2.

 

TO APPROVE AN AMENDMENT TO THE DENDREON CORPORATION 2009 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE THEREUNDER FROM 13,200,000 TO 22,200,000.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

4.

 

TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.

 

For

 

Yes

 

For

 

Management

 

ELAN CORPORATION, PLC

 

Security

284131208

Meeting Type

Annual

 

 

 

 

Ticker Symbol

ELN

Meeting Date

24-May-2012

 

 

 

 

ISIN

US2841312083

Agenda

933623046 - Management

 

 

 

 

Record Date

16-Apr-2012

Holding Recon Date

16-Apr-2012

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

17-May-2012

 

 

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

O1

 

TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS, DIRECTORS REPORT AND AUDITORS REPORT FOR THE YEAR ENDED 31 DECEMBER 2011.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O2

 

TO RE-ELECT DR. LARS EKMAN.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O3

 

TO ELECT MR. HANS PETER HASLER.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O4

 

TO RE-ELECT MR. ROBERT INGRAM.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O5

 

TO RE-ELECT MR. GARY KENNEDY.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O6

 

TO RE-ELECT MR. PATRICK KENNEDY.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O7

 

TO RE-ELECT MR. GILES KERR.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O8

 

TO RE-ELECT MR. KELLY MARTIN.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O9

 

TO RE-ELECT MR. KIERAN MCGOWAN.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O10

 

TO RE-ELECT MR. KYRAN MCLAUGHLIN.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O11

 

TO RE-ELECT MR. DONAL O’CONNOR.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O12

 

TO RE-ELECT MR. RICHARD PILNIK.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O13

 

TO RE-ELECT DR. DENNIS SELKOE.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O14

 

TO ELECT DR. ANDREW VON ESCHENBACH.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O15

 

TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS.

 

For

 

Yes

 

For

 

Management

 


 

O16

 

TO APPROVE AND ADOPT THE ELAN CORPORATION, PLC 2012 LONG TERM INCENTIVE PLAN.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O17

 

TO APPROVE AND ADOPT THE ELAN CORPORATION, PLC EMPLOYEE EQUITY PURCHASE PLAN (2012 AMENDMENT).

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O18

 

TO AUTHORISE THE DIRECTORS TO ALLOT AND ISSUE RELEVANT SECURITIES.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

S19

 

TO AUTHORISE THE DISAPPLICATION OF PRE-EMPTION RIGHTS.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

S20

 

TO REDUCE THE COMPANY’S SHARE CAPITAL.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

S21

 

TO CONVERT THE EXECUTIVE SHARES TO REDEEMABLE EXECUTIVE SHARES.

 

For

 

NA

 

Abstain

 

Management

 

 

 

 

 

 

 

 

 

 

 

S22

 

TO AMEND THE ARTICLES OF ASSOCIATION.

 

For

 

NA

 

Abstain

 

Management

 

 

 

 

 

 

 

 

 

 

 

S23

 

TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

S24

 

TO SET THE RE-ISSUE PRICE RANGE FOR TREASURY SHARES.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

S25

 

TO RETAIN A 14 DAY NOTICE PERIOD FOR EXTRAORDINARY GENERAL MEETINGS.

 

For

 

Yes

 

For

 

Management

 

ENDO PHARMACEUTICALS HOLDINGS INC.

 

Security

29264F205

Meeting Type

Annual

 

 

 

 

Ticker Symbol

ENDP

Meeting Date

23-May-2012

 

 

 

 

ISIN

US29264F2056

Agenda

933623957 - Management

 

 

 

 

Record Date

09-Apr-2012

Holding Recon Date

09-Apr-2012

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

22-May-2012

 

 

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: ROGER H. KIMMEL

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: JOHN J. DELUCCA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: DAVID P. HOLVECK

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: NANCY J. HUTSON, PH.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: MICHAEL HYATT

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: WILLIAM P. MONTAGUE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: DAVID B. NASH, M.D., M.B.A.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1H.

 

ELECTION OF DIRECTOR: JOSEPH C. SCODARI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1I.

 

ELECTION OF DIRECTOR: WILLIAM F. SPENGLER

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2.

 

TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2012.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

TO APPROVE, BY ADVISORY VOTE, NAMED EXECUTIVE OFFICER COMPENSATION.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

4.

 

TO APPROVE THE AMENDMENT AND RESTATEMENT TO THE COMPANY’S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO CHANGE THE NAME OF THE COMPANY TO ENDO HEALTH SOLUTIONS INC.

 

For

 

Yes

 

For

 

Management

 

EXPRESS SCRIPTS HOLDING COMPANY

 

Security

30219G108

Meeting Type

Annual

 

 

 

 

Ticker Symbol

ESRX

Meeting Date

30-May-2012

 

 

 

 

ISIN

US30219G1085

Agenda

933610001 - Management

 

 

 

 

Record Date

11-Apr-2012

Holding Recon Date

11-Apr-2012

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

29-May-2012

 

 

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: GARY G. BENANAV

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: MAURA C. BREEN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: WILLIAM J. DELANEY

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: THOMAS P. MAC MAHON

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: FRANK MERGENTHALER

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: WOODROW A. MYERS, JR., MD

 

For

 

Yes

 

For

 

Management

 


 

1H.

 

ELECTION OF DIRECTOR: JOHN O. PARKER, JR.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1I.

 

ELECTION OF DIRECTOR: GEORGE PAZ

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1J.

 

ELECTION OF DIRECTOR: MYRTLE S. POTTER

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1K.

 

ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, MPH

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1L.

 

ELECTION OF DIRECTOR: SAMUEL K. SKINNER

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1M.

 

ELECTION OF DIRECTOR: SEYMOUR STERNBERG

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2.

 

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE COMPANY’S CURRENT FISCAL YEAR.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

4.

 

STOCKHOLDER PROPOSAL REGARDING REPORT ON POLITICAL CONTRIBUTIONS.

 

Against

 

Yes

 

Against

 

Shareholder

 

 

 

 

 

 

 

 

 

 

 

5.

 

STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER ACTION BY WRITTEN CONSENT.

 

Against

 

Yes

 

Against

 

Shareholder

 

EXPRESS SCRIPTS, INC.

 

Security

 

302182100

 

Meeting Type

 

Special

 

 

 

 

 

 

 

Ticker Symbol

 

ESRX

 

Meeting Date

 

21-Dec-2011

 

 

 

 

 

 

 

ISIN

 

US3021821000

 

Agenda

 

933528397 - Management

 

 

 

 

 

 

 

Record Date

 

04-Nov-2011

 

Holding Recon Date

 

04-Nov-2011

 

 

 

 

 

 

 

City / Country

 

 

/ United States

 

Vote Deadline Date

 

20-Dec-2011

 

 

 

 

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

01

 

TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 20, 2011, AS AMENDED ON NOVEMBER 7, 2011 AND AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG EXPRESS SCRIPTS, INC., MEDCO HEALTH SOLUTIONS, INC., ARISTOTLE HOLDING, INC., ARISTOTLE MERGER SUB, INC., AND PLATO MERGER SUB, INC.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

02

 

TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING BY EXPRESS SCRIPTS STOCKHOLDERS (IF IT IS NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT).

 

For

 

Yes

 

For

 

Management

 

FOREST LABORATORIES, INC.

 

Security

 

345838106

 

Meeting Type

 

Contested-Annual

 

 

 

 

 

 

 

Ticker Symbol

 

FRX

 

Meeting Date

 

18-Aug-2011

 

 

 

 

 

 

 

ISIN

 

US3458381064

 

Agenda

 

933490574 - Management

 

 

 

 

 

 

 

Record Date

 

24-Jun-2011

 

Holding Recon Date

 

24-Jun-2011

 

 

 

 

 

 

 

City / Country

 

 

/ United States

 

Vote Deadline Date

 

17-Aug-2011

 

 

 

 

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

01

 

DIRECTOR

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

HOWARD SOLOMON

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2

NESLI BASGOZ, M.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

3

CHRISTOPHER J. COUGHLIN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

4

DAN L. GOLDWASSER

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

5

KENNETH E. GOODMAN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

6

GERALD M. LIEBERMAN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

7

L.S. OLANOFF, M.D, PH.D

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

8

LESTER B. SALANS, M.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

9

BRENTON L. SAUNDERS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

10

PETER J. ZIMETBAUM, M.D

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

02

 

APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

03

 

ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION

 

1 Year

 

Yes

 

1 Year

 

Management

 

 

 

 

 

 

 

 

 

 

 

04

 

RATIFICATION OF THE SELECTION OF BDO USA, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2012.

 

For

 

Yes

 

For

 

Management

 


 

GEN-PROBE INCORPORATED

 

Security

 

36866T103

 

Meeting Type

 

Annual

 

 

 

 

 

 

 

Ticker Symbol

 

GPRO

 

Meeting Date

 

17-May-2012

 

 

 

 

 

 

 

ISIN

 

US36866T1034

 

Agenda

 

933591213 - Management

 

 

 

 

 

 

 

Record Date

 

23-Mar-2012

 

Holding Recon Date

 

23-Mar-2012

 

 

 

 

 

 

 

City / Country

 

 

/ United States

 

Vote Deadline Date

 

16-May-2012

 

 

 

 

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1.

 

DIRECTOR

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

JOHN W. BROWN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2

JOHN C. MARTIN, PH.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

2.

 

TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE GEN-PROBE INCORPORATED EMPLOYEE STOCK PURCHASE PLAN.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

TO APPROVE THE GEN-PROBE INCORPORATED 2012 EXECUTIVE BONUS PLAN.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

4.

 

TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF GEN-PROBE INCORPORATED.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

5.

 

TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GEN-PROBE INCORPORATED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.

 

For

 

Yes

 

For

 

Management

 

GILEAD SCIENCES, INC.

 

Security

 

375558103

 

Meeting Type

 

Annual

 

 

 

 

 

 

 

Ticker Symbol

 

GILD

 

Meeting Date

 

10-May-2012

 

 

 

 

 

 

 

ISIN

 

US3755581036

 

Agenda

 

933574483 - Management

 

 

 

 

 

 

 

Record Date

 

14-Mar-2012

 

Holding Recon Date

 

14-Mar-2012

 

 

 

 

 

 

 

City / Country

 

 

/ United States

 

Vote Deadline Date

 

09-May-2012

 

 

 

 

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1.

 

DIRECTOR

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

JOHN F. COGAN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2

ETIENNE F. DAVIGNON

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

3

JAMES M. DENNY

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

4

CARLA A. HILLS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

5

KEVIN E. LOFTON

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

6

JOHN W. MADIGAN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

7

JOHN C. MARTIN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

8

GORDON E. MOORE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

9

NICHOLAS G. MOORE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

10

RICHARD J. WHITLEY

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

11

GAYLE E. WILSON

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

12

PER WOLD-OLSEN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2.

 

TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF GILEAD’S NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

4.

 

IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT.

 

Against

 

No

 

Abstain

 

Shareholder

 

 

 

 

 

 

 

 

 

 

 

5.

 

IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD TAKE STEPS TO REDEEM GILEAD’S POISON PILL UNLESS THE PLAN IS SUBJECT TO A STOCKHOLDER VOTE.

 

Against

 

No

 

Abstain

 

Shareholder

 

HCA HOLDINGS, INC

 

Security

 

40412C101

 

Meeting Type

 

Annual

 

 

 

 

 

 

 

Ticker Symbol

 

HCA

 

Meeting Date

 

26-Apr-2012

 

 

 

 

 

 

 

ISIN

 

US40412C1018

 

Agenda

 

933563012 - Management

 

 

 

 

 

 

 

Record Date

 

01-Mar-2012

 

Holding Recon Date

 

01-Mar-2012

 

 

 

 

 

 

 

City / Country

 

 

/ United States

 

Vote Deadline Date

 

25-Apr-2012

 

 

 

 

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1

 

DIRECTOR

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

RICHARD M. BRACKEN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2

R. MILTON JOHNSON

 

For

 

Yes

 

For

 

Management

 


 

 

 

3

JOHN P. CONNAUGHTON

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

4

KENNETH W. FREEMAN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

5

THOMAS F. FRIST III

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

6

WILLIAM R. FRIST

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

7

CHRISTOPHER R. GORDON

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

8

JAY O. LIGHT

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

9

GEOFFREY G. MEYERS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

10

MICHAEL W. MICHELSON

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

11

JAMES C. MOMTAZEE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

12

STEPHEN G. PAGLIUCA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

13

WAYNE J. RILEY, M.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2

 

TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2012

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3

 

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

4

 

ADVISORY VOTE TO APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION

 

1 Year

 

Yes

 

1 Year

 

Management

 

HEALTH MANAGEMENT ASSOCIATES, INC.

 

Security

 

421933102

 

Meeting Type

 

Annual

 

 

 

 

 

 

 

Ticker Symbol

 

HMA

 

Meeting Date

 

22-May-2012

 

 

 

 

 

 

 

ISIN

 

US4219331026

 

Agenda

 

933593471 - Management

 

 

 

 

 

 

 

Record Date

 

26-Mar-2012

 

Holding Recon Date

 

26-Mar-2012

 

 

 

 

 

 

 

City / Country

 

 

/ United States

 

Vote Deadline Date

 

21-May-2012

 

 

 

 

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1.

 

DIRECTOR

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

WILLIAM J. SCHOEN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2

GARY D. NEWSOME

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

3

KENT P. DAUTEN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

4

P.J. GOLDSCHMIDT, M.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

5

DONALD E. KIERNAN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

6

ROBERT A. KNOX

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

7

VICKI A. O’MEARA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

8

WILLIAM C. STEERE, JR.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

9

R.W. WESTERFIELD, PH.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2.

 

TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2012.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

4.

 

IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING.

 

For

 

Yes

 

For

 

Management

 

HUMAN GENOME SCIENCES, INC.

 

Security

 

444903108

 

Meeting Type

 

Annual

 

 

 

 

 

 

 

Ticker Symbol

 

HGSI

 

Meeting Date

 

16-May-2012

 

 

 

 

 

 

 

ISIN

 

US4449031081

 

Agenda

 

933584698 - Management

 

 

 

 

 

 

 

Record Date

 

23-Mar-2012

 

Holding Recon Date

 

23-Mar-2012

 

 

 

 

 

 

 

City / Country

 

 

/ United States

 

Vote Deadline Date

 

15-May-2012

 

 

 

 

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1.

 

DIRECTOR

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

ALLAN BAXTER, PH.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2

RICHARD J. DANZIG

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

3

COLIN GODDARD, PH.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

4

MAXINE GOWEN, PH.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

5

TUAN HA-NGOC

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

6

JERRY KARABELAS, PH.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

7

J.L. LAMATTINA, PH.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

8

AUGUSTINE LAWLOR

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

9

GEORGE J. MORROW

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

10

GREGORY NORDEN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

11

H. THOMAS WATKINS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

12

ROBERT C. YOUNG, M.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2.

 

TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.

 

For

 

Yes

 

For

 

Management

 


 

3.

 

TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.

 

For

 

Yes

 

Against

 

Management

 

ICAD, INC

 

Security

44934S107

Meeting Type

Annual

 

 

 

 

Ticker Symbol

ICAD

Meeting Date

22-May-12

 

 

 

 

Record Date

30-Mar-12

 

 

 

Item

 

Proposal

 

Management
Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1

 

TO ELECT DR. LAWRENCE HOWARD

 

For

 

Yes

 

For

 

Management

1

 

TO ELECT KENNETH FERRY

 

For

 

Yes

 

For

 

Management

1

 

TO ELECT DR. RACHEL BREM

 

For

 

Yes

 

For

 

Management

1

 

TO ELECT ANTHONY ECOCK

 

For

 

Yes

 

For

 

Management

1

 

TO ELECT MICHAEL KLEIN

 

For

 

Yes

 

For

 

Management

1

 

TO ELECT STEVEN RAPPAPORT

 

For

 

Yes

 

For

 

Management

1

 

TO ELECT SOMU SUBRAMANIAM

 

For

 

Yes

 

For

 

Management

1

 

TO ELECT DR. ELLIOT SUSSMAN

 

For

 

Yes

 

For

 

Management

2

 

APPROVE AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO EFFECT A REVERSE STOCK SPLIT

 

For

 

Yes

 

For

 

Management

3

 

APPROVE THE 2012 STOCK INCENTIVE PLAN

 

For

 

Yes

 

For

 

Management

4

 

TO RATIFY BDO USA, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012

 

For

 

Yes

 

For

 

Management

5

 

TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING

 

For

 

Yes

 

For

 

Management

 

IMPAX LABORATORIES, INC.

 

Security

 

45256B101

 

Meeting Type

 

Annual

 

 

 

 

 

 

 

Ticker Symbol

 

IPXL

 

Meeting Date

 

22-May-2012

 

 

 

 

 

 

 

ISIN

 

US45256B1017

 

Agenda

 

933606658 - Management

 

 

 

 

 

 

 

Record Date

 

05-Apr-2012

 

Holding Recon Date

 

05-Apr-2012

 

 

 

 

 

 

 

City / Country

 

 

/ United States

 

Vote Deadline Date

 

21-May-2012

 

 

 

 

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1.

 

DIRECTOR

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

LESLIE Z. BENET, PH.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2

ROBERT L. BURR

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

3

ALLEN CHAO, PH.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

4

N. TEN FLEMING, PH.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

5

LARRY HSU, PH.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

6

MICHAEL MARKBREITER

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

7

PETER R. TERRERI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2.

 

TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.

 

For

 

Yes

 

For

 

Management

 

 

INTELLIPHARMACEUTICALS INTERNATIONAL, INC.

 

Security

458175101

Meeting Type

Special

 

 

 

 

Ticker Symbol

IPCI

Meeting Date

29-Mar-12

 

 

 

 

Record Date

N/A

 

 

 

Item

 

Proposal

 

Management
Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1

 

TO ELECT DIRECTOR DR. ISLA ODIDI

 

For

 

Yes

 

For

 

Management

1

 

TO ELECT DIRECTOR DR. AMINA ODIDI

 

For

 

Yes

 

For

 

Management

1

 

TO ELECT DIRECTOR JOHN ALLPORT

 

For

 

Yes

 

For

 

Management

1

 

TO ELECT DIRECTOR BAHADUR MADHANI

 

For

 

Yes

 

For

 

Management

1

 

TO ELECT DIRECTOR KENNETH KEIRSTEAD

 

For

 

Yes

 

For

 

Management

1

 

TO ELECT DIRECTOR DR. ELDON R. SMITH

 

For

 

Yes

 

For

 

Management

2

 

TO APPROVE THE REAPPOINTMENT OF DELOITTE & TOUCHE AS THE AUDITOR OF THE COMPANY AND TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITORS RENUMERATION

 

For

 

Yes

 

For

 

Management

3

 

THE RESOLUTION APPROVING UNALLOCATED OPTIONS, RIGHTS AND ENTITLEMENTS UNDER THE COMPANY’S STOCK OPTION PLAN AS SET OUT IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR

 

For

 

Yes

 

For

 

Management

 

INTERLACE MEDICAL, INC

 

Security

N/A

Meeting Type

Action by Written Consent

 

 

 

 

Ticker Symbol

N/A

Date

14-Nov-11

 

Item

 

Proposal

 

Management
Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1

 

APPROVAL OF MERGER

 

For

 

Yes

 

For

 

Management

2

 

APPOINTMENT OF STOCKHOLDER’S REPRESENTATIVE

 

For

 

Yes

 

For

 

Management

3

 

GENERAL RESOLUTIONS THAT THE OFFICERS OF THE COMPANY BE AUTHORIZED AND DIRECTED, FOR OR ON BEHALF OF THE COMPANY TO FILE, EXECUTE, VERIFY, ACKNOWLEDGE AND DELIVER ANY AND ALL SUCH CERTIFICATES PURSUANT TO THE MERGER AGREEMENT

 

For

 

Yes

 

For

 

Management

 

JAZZ PHARMACEUTICALS, INC.

 

Security

 

472147107

 

Meeting Type

 

Special

 

 

 

 

 

 

 

Ticker Symbol

 

JAZZ

 

Meeting Date

 

12-Dec-2011

 

 

 

 

 

 

 

ISIN

 

US4721471070

 

Agenda

 

933526432 - Management

 

 

 

 

 

 

 

Record Date

 

04-Nov-2011

 

Holding Recon Date

 

04-Nov-2011

 

 

 

 

 

 

 

City / Country

 

 

/ United States

 

Vote Deadline Date

 

09-Dec-2011

 

 

 

 

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

01

 

TO ADOPT THE AGREEMENT AND PLAN OF MERGER AND REORGANIZATION, OR THE MERGER AGREEMENT, BY AND AMONG JAZZ PHARMACEUTICALS, INC., AZUR PHARMA PUBLIC LIMITED COMPANY, JAGUAR MERGER SUB INC., AND SEAMUS MULLIGAN, SOLELY IN HIS CAPACITY AS THE REPRESENTATIVE FOR THE AZUR PHARMA PUBLIC LIMITED COMPANY SECURITYHOLDERS, AND TO APPROVE THE MERGER CONTEMPLATED THEREBY.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

02

 

TO APPROVE, ON AN ADVISORY BASIS, CERTAIN COMPENSATORY ARRANGEMENTS BETWEEN JAZZ PHARMACEUTICALS, INC. AND ITS NAMED EXECUTIVE OFFICERS RELATING TO THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT, AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT/PROSPECTUS.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

03

 

TO APPROVE THE JAZZ PHARMACEUTICALS, INC. 2011 EQUITY INCENTIVE PLAN.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

04

 

TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE JAZZ PHARMACEUTICALS, INC. 2007 EMPLOYEE STOCK PURCHASE PLAN.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

05

 

TO APPROVE THE CREATION OR INCREASE OF “DISTRIBUTABLE RESERVES” OF JAZZ PHARMACEUTICALS PLC, WHICH ARE REQUIRED UNDER IRISH LAW.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

06

 

TO APPROVE THE ADJOURNMENT OF THE JAZZ PHARMACEUTICALS, INC. SPECIAL MEETING, IF NECESSARY, IF A QUORUM IS PRESENT, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE JAZZ PHARMACEUTICALS, INC. SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT AND APPROVE THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT.

 

For

 

Yes

 

For

 

Management

 

 


 

LIFE TECHNOLOGIES CORPORATION

 

Security

 

53217V109

 

Meeting Type

 

Annual

 

 

 

 

 

 

 

Ticker Symbol

 

LIFE

 

Meeting Date

 

26-Apr-2012

 

 

 

 

 

 

 

ISIN

 

US53217V1098

 

Agenda

 

933557994 - Management

 

 

 

 

 

 

 

Record Date

 

27-Feb-2012

 

Holding Recon Date

 

27-Feb-2012

 

 

 

 

 

 

 

City / Country

 

 

/ United States

 

Vote Deadline Date

 

25-Apr-2012

 

 

 

 

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1.1

 

ELECTION OF DIRECTOR: DONALD W. GRIMM

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1.2

 

ELECTION OF DIRECTOR: ORA H. PESCOVITZ, M.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1.3

 

ELECTION OF DIRECTOR: PER A. PETERSON, PH.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2

 

RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3

 

APPROVAL OF A NON-BINDING ADVISORY RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2011 (NAMED EXECUTIVE OFFICERS).

 

For

 

Yes

 

For

 

Management

 

LIFEPOINT HOSPITALS, INC.

 

Security

 

53219L109

 

Meeting Type

 

Annual

 

 

 

 

 

 

 

Ticker Symbol

 

LPNT

 

Meeting Date

 

05-Jun-2012

 

 

 

 

 

 

 

ISIN

 

US53219L1098

 

Agenda

 

933614895 - Management

 

 

 

 

 

 

 

Record Date

 

13-Apr-2012

 

Holding Recon Date

 

13-Apr-2012

 

 

 

 

 

 

 

City / Country

 

 

/ United States

 

Vote Deadline Date

 

04-Jun-2012

 

 

 

 

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1.

 

DIRECTOR

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

MARGUERITE W. KONDRACKE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2

JOHN E. MAUPIN, JR.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

3

OWEN G. SHELL, JR.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2.

 

RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

4.

 

AMENDMENT TO THE COMPANY’S AMENDED AND RESTATED 1998 LONG-TERM INCENTIVE PLAN.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

5.

 

AMENDMENT TO THE COMPANY’S AMENDED AND RESTATED OUTSIDE DIRECTORS STOCK AND INCENTIVE COMPENSATION PLAN.

 

For

 

Yes

 

For

 

Management

 

MAP PHARMACEUTICALS, INC.

 

Security

 

56509R108

 

Meeting Type

 

Annual

 

 

 

 

 

 

 

Ticker Symbol

 

MAPP

 

Meeting Date

 

17-May-2012

 

 

 

 

 

 

 

ISIN

 

US56509R1086

 

Agenda

 

933605846 - Management

 

 

 

 

 

 

 

Record Date

 

02-Apr-2012

 

Holding Recon Date

 

02-Apr-2012

 

 

 

 

 

 

 

City / Country

 

 

/ United States

 

Vote Deadline Date

 

16-May-2012

 

 

 

 

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1.

 

DIRECTOR

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

THOMAS A. ARMER

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2

BERNARD J. KELLEY

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

3

SCOTT R. WARD

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2.

 

RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

APPROVAL, BY NON-BINDING VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF MAP PHARMACEUTICALS, INC.

 

For

 

Yes

 

For

 

Management

 


 

MCKESSON CORPORATION

 

Security

 

58155Q103

 

Meeting Type

 

Annual

 

 

 

 

 

 

 

Ticker Symbol

 

MCK

 

Meeting Date

 

27-Jul-2011

 

 

 

 

 

 

 

ISIN

 

US58155Q1031

 

Agenda

 

933483808 - Management

 

 

 

 

 

 

 

Record Date

 

31-May-2011

 

Holding Recon Date

 

31-May-2011

 

 

 

 

 

 

 

City / Country

 

 

/ United States

 

Vote Deadline Date

 

26-Jul-2011

 

 

 

 

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1A

 

ELECTION OF DIRECTOR: ANDY D. BRYANT

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1B

 

ELECTION OF DIRECTOR: WAYNE A. BUDD

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1C

 

ELECTION OF DIRECTOR: JOHN H. HAMMERGREN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1D

 

ELECTION OF DIRECTOR: ALTON F. IRBY III

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1E

 

ELECTION OF DIRECTOR: M. CHRISTINE JACOBS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1F

 

ELECTION OF DIRECTOR: MARIE L. KNOWLES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1G

 

ELECTION OF DIRECTOR: DAVID M. LAWRENCE, M.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1H

 

ELECTION OF DIRECTOR: EDWARD A. MUELLER

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1I

 

ELECTION OF DIRECTOR: JANE E. SHAW, PH.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

02

 

RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2012.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

03

 

ADVISORY VOTE ON EXECUTIVE COMPENSATION.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

04

 

ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.

 

1 Year

 

Yes

 

1 Year

 

Management

 

 

 

 

 

 

 

 

 

 

 

05

 

APPROVAL OF AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION (“CERTIFICATE OF INCORPORATION”) TO REDUCE THE VOTE REQUIRED TO AMEND OUR CERTIFICATE OF INCORPORATION IN ANY MANNER THAT WILL ADVERSELY AFFECT HOLDERS OF SERIES A JUNIOR PARTICIPATING PREFERRED STOCK.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

06

 

APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO REDUCE THE VOTE REQUIRED TO ADOPT, ALTER OR REPEAL ANY BY-LAW.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

07

 

APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPERMAJORITY VOTING REQUIREMENTS, AND ASSOCIATED “FAIR PRICE” PROVISION, APPLICABLE TO CERTAIN BUSINESS COMBINATIONS.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

08

 

APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO REMOVE A TRANSITIONAL PROVISION RELATED TO THE CLASSIFIED BOARD STRUCTURE ELIMINATED IN 2007.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

09

 

APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO CONFORM THE “INTERESTED TRANSACTIONS” PROVISIONS AND THE STOCKHOLDER ACTION PROVISION TO APPLICABLE LAW.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

10

 

STOCKHOLDER PROPOSAL ON SIGNIFICANT EXECUTIVE STOCK RETENTION FOR TWO YEARS BEYOND RETIREMENT.

 

Against

 

Yes

 

For

 

Shareholder

 

MEDCO HEALTH SOLUTIONS, INC.

 

Security

 

58405U102

 

Meeting Type

 

Special

 

 

 

 

 

 

 

Ticker Symbol

 

MHS

 

Meeting Date

 

21-Dec-2011

 

 

 

 

 

 

 

ISIN

 

US58405U1025

 

Agenda

 

933528385 - Management

 

 

 

 

 

 

 

Record Date

 

04-Nov-2011

 

Holding Recon Date

 

04-Nov-2011

 

 

 

 

 

 

 

City / Country

 

 

/ United States

 

Vote Deadline Date

 

20-Dec-2011

 

 

 

 

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

01

 

TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 20, 2011, AS AMENDED ON NOVEMBER 7, 2011 AND AS IT MAY BE AMENDED FROM TIME TO TIME (THE “MERGER AGREEMENT”), BY AND AMONG EXPRESS SCRIPTS, INC., MEDCO HEALTH SOLUTIONS, INC., ARISTOTLE HOLDING, INC., ARISTOTLE MERGER SUB, INC., AND PLATO MERGER SUB, INC.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

02

 

TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

03

 

TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION ARRANGEMENTS FOR THE COMPANY’S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGERS CONTEMPLATED BY THE MERGER AGREEMENT.

 

For

 

Yes

 

For

 

Management

 


 

MEDTRONIC, INC.

 

Security

 

585055106

 

Meeting Type

 

Annual

 

 

 

 

 

 

 

Ticker Symbol

 

MDT

 

Meeting Date

 

25-Aug-2011

 

 

 

 

 

 

 

ISIN

 

US5850551061

 

Agenda

 

933486931 - Management

 

 

 

 

 

 

 

Record Date

 

27-Jun-2011

 

Holding Recon Date

 

27-Jun-2011

 

 

 

 

 

 

 

City / Country

 

 

/ United States

 

Vote Deadline Date

 

24-Aug-2011

 

 

 

 

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

01

 

DIRECTOR

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

RICHARD H. ANDERSON

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2

DAVID L. CALHOUN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

3

VICTOR J. DZAU, M.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

4

OMAR ISHRAK

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

5

SHIRLEY ANN JACKSON PHD

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

6

JAMES T. LENEHAN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

7

DENISE M. O’LEARY

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

8

KENDALL J. POWELL

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

9

ROBERT C. POZEN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

10

JEAN-PIERRE ROSSO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

11

JACK W. SCHULER

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

02

 

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

03

 

A NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION (A “SAY-ON-PAY” VOTE).

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

04

 

A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF SAY-ON-PAY VOTES.

 

1 Year

 

Yes

 

1 Year

 

Management

 

MERCK & CO., INC.

 

Security

 

58933Y105

 

Meeting Type

 

Annual

 

 

 

 

 

 

 

Ticker Symbol

 

MRK

 

Meeting Date

 

22-May-2012

 

 

 

 

 

 

 

ISIN

 

US58933Y1055

 

Agenda

 

933595158 - Management

 

 

 

 

 

 

 

Record Date

 

23-Mar-2012

 

Holding Recon Date

 

23-Mar-2012

 

 

 

 

 

 

 

City / Country

 

 

/ United States

 

Vote Deadline Date

 

21-May-2012

 

 

 

 

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: LESLIE A. BRUN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: THOMAS R. CECH

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: KENNETH C. FRAZIER

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: THOMAS H. GLOCER

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: WILLIAM B. HARRISON JR.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: C. ROBERT KIDDER

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1H.

 

ELECTION OF DIRECTOR: CARLOS E. REPRESAS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1I.

 

ELECTION OF DIRECTOR: PATRICIA F. RUSSO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1J.

 

ELECTION OF DIRECTOR: CRAIG B. THOMPSON

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1K.

 

ELECTION OF DIRECTOR: WENDELL P. WEEKS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1L.

 

ELECTION OF DIRECTOR: PETER C. WENDELL

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2.

 

RATIFICATION OF THE APPOINTMENT OF THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

4.

 

SHAREHOLDER PROPOSAL CONCERNING SHAREHOLDER ACTION BY WRITTEN CONSENT.

 

Against

 

Yes

 

Against

 

Shareholder

 

 

 

 

 

 

 

 

 

 

 

5.

 

SHAREHOLDER PROPOSAL CONCERNING SPECIAL SHAREHOLDER MEETINGS.

 

Against

 

Yes

 

Against

 

Shareholder

 

 

 

 

 

 

 

 

 

 

 

6.

 

SHAREHOLDER PROPOSAL CONCERNING REPORT ON CHARITABLE AND POLITICAL CONTRIBUTIONS.

 

Against

 

Yes

 

Against

 

Shareholder

 


 

MOMENTA PHARMACEUTICALS, INC.

 

Security

 

60877T100

 

Meeting Type

 

Annual

 

 

 

 

 

 

 

Ticker Symbol

 

MNTA

 

Meeting Date

 

13-Jun-2012

 

 

 

 

 

 

 

ISIN

 

US60877T1007

 

Agenda

 

933624036 - Management

 

 

 

 

 

 

 

Record Date

 

16-Apr-2012

 

Holding Recon Date

 

16-Apr-2012

 

 

 

 

 

 

 

City / Country

 

 

/ United States

 

Vote Deadline Date

 

12-Jun-2012

 

 

 

 

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1.

 

DIRECTOR

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

JOHN K. CLARKE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2

JAMES R. SULAT

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

3

CRAIG A. WHEELER

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2.

 

TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE COMPANY’S BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

TO VOTE ON A NON-BINDING ADVISORY RESOLUTION ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.

 

For

 

Yes

 

Against

 

Management

 

MYLAN INC.

 

Security

 

628530107

 

Meeting Type

 

Annual

 

 

 

 

 

 

 

Ticker Symbol

 

MYL

 

Meeting Date

 

04-May-2012

 

 

 

 

 

 

 

ISIN

 

US6285301072

 

Agenda

 

933598572 - Management

 

 

 

 

 

 

 

Record Date

 

23-Mar-2012

 

Holding Recon Date

 

23-Mar-2012

 

 

 

 

 

 

 

City / Country

 

 

/ United States

 

Vote Deadline Date

 

03-May-2012

 

 

 

 

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1.

 

DIRECTOR

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

ROBERT J. COURY

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2

RODNEY L. PIATT, C.P.A.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

3

HEATHER BRESCH

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

4

WENDY CAMERON

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

5

ROBERT J. CINDRICH

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

6

NEIL DIMICK, C.P.A.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

7

DOUGLAS J. LEECH C.P.A.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

8

JOSEPH C. MAROON, MD

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

9

MARK W. PARRISH

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

10

C.B. TODD

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

11

R.L. VANDERVEEN PHD RPH

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2.

 

RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

APPROVE AN AMENDED AND RESTATED 2003 LONG-TERM INCENTIVE PLAN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

4.

 

ADVISORY VOTE ON EXECUTIVE COMPENSATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

5.

 

SHAREHOLDER PROPOSAL - DISCLOSURE OF POLITICAL CONTRIBUTIONS

 

Against

 

Yes

 

Against

 

Shareholder

 

 

 

 

 

 

 

 

 

 

 

6.

 

SHAREHOLDER PROPOSAL - SEPARATION OF CHAIRMAN AND CEO POSITIONS

 

Against

 

Yes

 

Against

 

Shareholder

 

NEUROCRINE BIOSCIENCES, INC.

 

Security

 

64125C109

 

Meeting Type

 

Annual

 

 

 

 

 

 

 

Ticker Symbol

 

NBIX

 

Meeting Date

 

23-May-2012

 

 

 

 

 

 

 

ISIN

 

US64125C1099

 

Agenda

 

933612663 - Management

 

 

 

 

 

 

 

Record Date

 

02-Apr-2012

 

Holding Recon Date

 

02-Apr-2012

 

 

 

 

 

 

 

City / Country

 

 

/ United States

 

Vote Deadline Date

 

22-May-2012

 

 

 

 

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1

 

DIRECTOR

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

W. THOMAS MITCHELL

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2

JOSEPH A. MOLLICA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2

 

ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3

 

TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.

 

For

 

Yes

 

For

 

Management

 


 

ONYX PHARMACEUTICALS, INC.

 

Security

683399109

Meeting Type

Annual

 

 

 

 

Ticker Symbol

ONXX

Meeting Date

21-May-2012

 

 

 

 

ISIN

US6833991093

Agenda

933589179 - Management

 

 

 

 

Record Date

22-Mar-2012

Holding Recon Date

22-Mar-2012

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

18-May-2012

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1.

 

DIRECTOR

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1      PAUL GODDARD

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

2      ANTONIO J. GRILLO LOPEZ

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

3      WENDELL WIERENGA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2.

 

TO APPROVE AN AMENDMENT TO THE COMPANY’S 2005 EQUITY PLAN TO, AMONG OTHER THINGS, INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 2,000,000 SHARES.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

4.

 

TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.

 

For

 

Yes

 

For

 

Management

 


 

PALOMAR MEDICAL TECHNOLOGIES, INC.

 

Security

697529303

Meeting Type

Annual

 

 

 

 

Ticker Symbol

PMTI

Meeting Date

16-May-2012

 

 

 

 

ISIN

US6975293035

Agenda

933585183 - Management

 

 

 

 

Record Date

22-Mar-2012

Holding Recon Date

22-Mar-2012

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

15-May-2012

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1.

 

DIRECTOR

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1      JOSEPH P. CARUSO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

2      JEANNE COHANE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

3      DAMIAN N. DELL’ANNO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

4      NICHOLAS P. ECONOMOU

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

5      JAMES G. MARTIN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

6      A. NEIL PAPPALARDO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

7      LOUIS P. VALENTE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2.

 

TO APPROVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

4.

 

TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTING IN DIRECTOR ELECTIONS.

 

Against

 

Yes

 

Against

 

Shareholder

 


 

PALYON MEDICAL CORPORATION

 

Security

N/A

Meeting Type

Action by Written Consent

 

 

 

 

Ticker Symbol

N/A

Date

25-Apr-12

 

Item

 

Proposal

 

Management
Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1

 

APPROVAL OF BRIDGE FINANCING

 

For

 

Yes

 

For

 

Management

2

 

AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION

 

For

 

Yes

 

For

 

Management

3

 

APPROVAL OF INCREASE OF SHARES RESERVED UNDER 2009 STOCK OPTION AND INCENTIVE PLAN

 

For

 

Yes

 

For

 

Management

 

PAREXEL INTERNATIONAL CORPORATION

 

Security

699462107

Meeting Type

Annual

 

 

 

 

Ticker Symbol

PRXL

Meeting Date

08-Dec-2011

 

 

 

 

ISIN

US6994621075

Agenda

933519766 - Management

 

 

 

 

Record Date

14-Oct-2011

Holding Recon Date

14-Oct-2011

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

07-Dec-2011

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

01

 

DIRECTOR

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1      PATRICK J. FORTUNE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

2      ELLEN M. ZANE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

02

 

APPROVE, IN AN ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

03

 

APPROVE, IN AN ADVISORY VOTE, THE FREQUENCY WITH WHICH EXECUTIVE COMPENSATION WILL BE SUBJECT TO FUTURE ADVISORY SHAREHOLDER VOTES.

 

1 Year

 

Yes

 

1 Year

 

Management

 

 

 

 

 

 

 

 

 

 

 

04

 

TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2012.

 

For

 

Yes

 

For

 

Management

 


 

PHT CORPORATION

 

Security

N/A

Meeting Type

Action by Written Consent

 

 

 

 

Ticker Symbol

N/A

Date

27-Jul-11

 

Item

 

Proposal

 

Management
Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1

 

APPROVAL THAT THE CORPORTATION IS AUTHORIZED TO ENTER INTO, EXECUTE AND DELIVER, AND PERFORM ITS OBLIGATIONS UNDER, A FIRST LOAN MODIFICATION AGREEMENT

 

For

 

Yes

 

For

 

Management

2

 

APPROVAL THAT THE CORPORATION IS AUTHORIZED AND EMPOWERED, AS SECURITY FOR ANY AND ALL OBLIGATIONS OF THE CORPORATION IN CONNECTION WITH THE FIRST LOAN MODIFICATION AGREEMENT

 

For

 

Yes

 

For

 

Management

3

 

APPROVAL THAT THE PRESIDENT, CEO AND CFO ACT AS AUTHORIZED OFFICERS

 

For

 

Yes

 

For

 

Management

4

 

APPROVAL THAT THE AUTHORIZED OFFICERS OF THE CORPORATION BE AUTHORIZED AND EMPOWERED TO EXECUTE AND DELIVER ANY AGREEMENTS ON BEHALF OF THE CORPORATION

 

For

 

Yes

 

For

 

Management

5

 

APPROVAL THAT ALL ACTIONS PREVIOUSLY TAKEN BY AN OFFICER IN CONNECTION WITH THE FOREGOING RESOLUTIONS BE APPROVED, ADOPTED AND RATIFIED IN ALL RESPECTS AS THE ACTS AND DEEDS OF THE CORPORATION

 

For

 

Yes

 

For

 

Management

 

PUMA BIOTECHNOLOGY, INC.

 

Security

N/A

Meeting Type

Action by Written Consent

 

 

 

 

Ticker Symbol

N/A

Date

4-Oct-11

 

Item

 

Proposal

 

Management
Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1

 

AMENDMENT TO THE CERTIFICATE OF INCORPORATION

 

For

 

Yes

 

For

 

Management

2

 

GENERAL AUTHORITY AND RATIFICATION

 

For

 

Yes

 

For

 

Management

 


 

PUMA BIOTECHNOLOGY, INC

 

Security

74587V107

Meeting Type

Annual

 

 

 

 

Ticker Symbol

PBYI

Meeting Date

13-Jun-12

 

 

 

 

Record Date

16-Apr-12

 

 

 

Item

 

Proposal

 

Management
Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1

 

TO ELECT DIRECTORS ALAN H. AUERBACH, THOMAS R. MALLEY AND JAY M. MOYES

 

For

 

Yes

 

For

 

Management

2

 

ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE PROXY MATERIALS

 

For

 

Yes

 

For

 

Management

3

 

ADVISORY VOTE TO APPROVE THE FREQUENCY OF FUTURE VOTES ON OUR EXECUTIVE COMPENSATION

 

For

 

Yes

 

For

 

Management

4

 

RATIFICATION OF PKF CERIFIED PUBLIC ACCOUNTANTS AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012

 

For

 

Yes

 

For

 

Management

 

QUEST DIAGNOSTICS INCORPORATED

 

Security

74834L100

Meeting Type

Annual

 

 

 

 

Ticker Symbol

DGX

Meeting Date

11-May-2012

 

 

 

 

ISIN

US74834L1008

Agenda

933579255 - Management

 

 

 

 

Record Date

12-Mar-2012

Holding Recon Date

12-Mar-2012

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

10-May-2012

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1.1

 

ELECTION OF DIRECTOR: JENNE K. BRITELL, PH.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1.2

 

ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1.3

 

ELECTION OF DIRECTOR: JOHN B. ZIEGLER

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2.

 

APPROVAL OF AMENDMENTS TO THE AMENDED AND RESTATED EMPLOYEE LONG-TERM INCENTIVE PLAN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

4.

 

AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

5.

 

A SHAREHOLDER PROPOSAL REGARDING THE CLASSIFIED BOARD OF DIRECTORS

 

 

 

Yes

 

Abstain

 

Shareholder

 


 

REGENERON PHARMACEUTICALS, INC.

 

Security

75886F107

Meeting Type

Annual

 

 

 

 

Ticker Symbol

REGN

Meeting Date

08-Jun-2012

 

 

 

 

ISIN

US75886F1075

Agenda

933614352 - Management

 

 

 

 

Record Date

11-Apr-2012

Holding Recon Date

11-Apr-2012

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

07-Jun-2012

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1

 

DIRECTOR

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1      CHARLES A. BAKER

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

2      MICHAEL S. BROWN, M.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

3      ARTHUR F. RYAN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

4      GEORGE L. SING

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

5      MARC TESSIER-LAVIGNE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2

 

PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.

 

For

 

Yes

 

For

 

Management

 


 

SHIRE PLC

 

Security

82481R106

Meeting Type

Annual

 

 

 

 

Ticker Symbol

SHPGY

Meeting Date

24-Apr-2012

 

 

 

 

ISIN

US82481R1068

Agenda

933576730 - Management

 

 

 

 

Record Date

16-Mar-2012

Holding Recon Date

16-Mar-2012

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

16-Apr-2012

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

O1

 

TO RECEIVE THE COMPANY’S ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2011 AND REPORTS OF THE DIRECTORS AND THE AUDITOR.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O2

 

TO APPROVE THE DIRECTORS’ REMUNERATION REPORT FOR THE YEAR ENDED DECEMBER 31, 2011.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O3

 

TO RE-ELECT WILLIAM BURNS AS A DIRECTOR OF THE COMPANY.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O4

 

TO RE-ELECT MATTHEW EMMENS AS A DIRECTOR OF THE COMPANY.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O5

 

TO RE-ELECT DR. DAVID GINSBURG AS A DIRECTOR OF THE COMPANY.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O6

 

TO RE-ELECT GRAHAM HETHERINGTON AS A DIRECTOR OF THE COMPANY.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O7

 

TO RE-ELECT DAVID KAPPLER AS A DIRECTOR OF THE COMPANY.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O8

 

TO RE-ELECT ANNE MINTO AS A DIRECTOR OF THE COMPANY.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O9

 

TO RE-ELECT ANGUS RUSSELL AS A DIRECTOR OF THE COMPANY.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O10

 

TO RE-ELECT DAVID STOUT AS A DIRECTOR OF THE COMPANY.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O11

 

TO ELECT SUSAN KILSBY AS A DIRECTOR OF THE COMPANY.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O12

 

TO RE-APPOINT DELOITTE LLP AS THE COMPANY’S AUDITOR UNTIL THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2013.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O13

 

TO AUTHORIZE THE AUDIT, COMPLIANCE & RISK COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

O14

 

TO RESOLVE THAT THE AUTHORITY TO ALLOT RELEVANT SECURITIES (AS DEFINED IN THE COMPANY’S ARTICLES OF ASSOCIATION) CONFERRED ON THE DIRECTORS BY ARTICLE 10 PARAGRAPH (B) OF THE COMPANY’S ARTICLES OF ASSOCIATION BE RENEWED. ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.

 

For

 

NA

 

Abstain

 

Management

 

 

 

 

 

 

 

 

 

 

 

S15

 

TO RESOLVE THAT, SUBJECT TO THE PASSING OF RESOLUTION 14, THE AUTHORITY TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANY’S ARTICLES OF ASSOCIATION) WHOLLY FOR CASH, CONFERRED ON THE DIRECTORS BY ARTICLE 10 PARAGRAPH (D) OF THE COMPANY’S ARTICLES OF ASSOCIATION BE RENEWED, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.

 

For

 

NA

 

Abstain

 

Management

 

 

 

 

 

 

 

 

 

 

 

S16

 

TO RESOLVE THAT THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORIZED, PURSUANT TO ARTICLE 57 OF THE COMPANIES (JERSEY) LAW 1991 TO MAKE MARKET PURCHASES OF ORDINARY SHARES IN THE CAPITAL OF THE COMPANY, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

S17

 

TO RESOLVE THAT A GENERAL MEETING OF THE COMPANY, OTHER THAN AN ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE.

 

For

 

Yes

 

For

 

Management

 


 

TEVA PHARMACEUTICAL INDUSTRIES LIMITED

 

Security

881624209

Meeting Type

Annual

 

 

 

 

Ticker Symbol

TEVA

Meeting Date

19-Sep-2011

 

 

 

 

ISIN

US8816242098

Agenda

933499104 - Management

 

 

 

 

Record Date

10-Aug-2011

Holding Recon Date

10-Aug-2011

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

08-Sep-2011

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

01

 

APPROVE RESOLUTION OF THE BOARD TO DECLARE & DISTRIBUTE CASH DIVIDEND FOR YEAR DECEMBER 31, 2010, PAID IN FOUR INSTALLMENTS IN AN AGGREGATE AMOUNT OF NIS 2.90 PER ORDINARY SHARE (OR ADS).

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2A

 

TO APPOINT MR. CHAIM HURVITZ TO THE BOARD OF DIRECTORS.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2B

 

TO APPOINT MR. ORY SLONIM TO THE BOARD OF DIRECTORS.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2C

 

TO APPOINT MR. DAN SUESSKIND TO THE BOARD OF DIRECTORS.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3A

 

APPOINT MR. JOSEPH (YOSSI) NITZANI AS A STATUTORY INDEPENDENT DIRECTOR, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3B

 

APPOINT PROF. DAFNA SCHWARTZ AS A STATUTORY INDEPENDENT DIRECTOR, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

04

 

APPOINT KESSELMAN & KESSELMAN, MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

05

 

TO APPROVE THE PURCHASE OF DIRECTORS’ & OFFICERS’ LIABILITY INSURANCE, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

6A

 

TO APPROVE AN INCREASE IN THE REMUNERATION FOR PROF. MOSHE MANY IN HIS CAPACITY AS VICE CHAIRMAN OF THE BOARD OF DIRECTORS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

 

 

 

6B

 

APPROVE REIMBURSEMENT OF EXPENSES TO DR. PHILLIP FROST, CHAIRMAN OF BOARD, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.

 

For

 

Yes

 

Against

 

Management

 


 

THERMO FISHER SCIENTIFIC INC.

 

Security

883556102

Meeting Type

Annual

 

 

 

 

Ticker Symbol

TMO

Meeting Date

23-May-2012

 

 

 

 

ISIN

US8835561023

Agenda

933590172 - Management

 

 

 

 

Record Date

26-Mar-2012

Holding Recon Date

26-Mar-2012

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

22-May-2012

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: C. MARTIN HARRIS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: JUDY C. LEWENT

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: JIM P. MANZI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: LARS R. SORENSEN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: ELAINE S. ULLIAN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2.

 

AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

RATIFICATION OF THE AUDIT COMMITTEE’S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR 2012.

 

For

 

Yes

 

For

 

Management

 

TIBION CORPORATION

 

Security

N/A

Meeting Type

Action by Written Consent

 

 

 

 

Ticker Symbol

N/A

Date

23-May-12

 

Item

 

Proposal

 

Management
Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1

 

APPROVE THE AMENDMENT AND RESTATED CERTIFICATE OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

UNITED THERAPEUTICS CORPORATION

 

Security

91307C102

Meeting Type

Annual

 

 

 

 

Ticker Symbol

UTHR

Meeting Date

26-Jun-2012

 

 

 

 

ISIN

US91307C1027

Agenda

933631055 - Management

 

 

 

 

Record Date

27-Apr-2012

Holding Recon Date

27-Apr-2012

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

25-Jun-2012

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1.

 

DIRECTOR

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1      MARTINE ROTHBLATT

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

2      LOUIS SULLIVAN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

3      RAY KURZWEIL

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2.

 

ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

APPROVAL OF THE UNITED THERAPEUTICS CORPORATION EMPLOYEE STOCK PURCHASE PLAN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

4.

 

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS UNITED THERAPEUTICS CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012

 

For

 

Yes

 

For

 

Management

 

 

VERASTEM, INC.

 

Security

N/A

Meeting Type

Action by Written Consent

 

 

 

 

Ticker Symbol

N/A

Date

14-Nov-11

 

Item

 

Proposal

 

Management
Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1

 

CERTIFICATE OF AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION

 

For

 

Yes

 

For

 

Management

2

 

WAVIER OF PREEMPTIVE RIGHTS

 

For

 

Yes

 

For

 

Management

 

VERASTEM, INC.

 

Security

N/A

Meeting Type

Action by Written Consent

 

 

 

 

Ticker Symbol

N/A

Meeting Date

15-Nov-11

 

Item

 

Proposal

 

Management
Recommends

 

Voted

 

Vote Cast

 

Sponsor

1

 

APPROVE THE PIONARD LICENSE AGREEMENT

 

For

 

Yes

 

For

 

Management

 

VERASTEM, INC.

 

Security

0001526119

Meeting Type

Annual

 

 

 

 

Ticker Symbol

VSTM

Meeting Date

18-Jan-12

 

 

 

 

Record Date

19-Dec-11

 

 

 

Item

 

Proposal

 

Management
Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1

 

TO ELECT DIRECTORS RICH ALDRICH, JOHN K. CLARKE, ANSBERT GADICKE, M.D., STEPHEN KRAUS, HENRI TERMEER AND CHRISTOPH WESTPHAL, M.D., PH.D.

 

For

 

Yes

 

For

 

Management

2

 

TO CONDUCT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF

 

For

 

Yes

 

For

 

Management

 


 

UNITEDHEALTH GROUP INCORPORATED

 

Security

91324P102

Meeting Type

Annual

 

 

 

 

Ticker Symbol

UNH

Meeting Date

04-Jun-2012

 

 

 

 

ISIN

US91324P1021

Agenda

933608967 - Management

 

 

 

 

Record Date

05-Apr-2012

Holding Recon Date

05-Apr-2012

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

01-Jun-2012

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: RICHARD T. BURKE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: ROBERT J. DARRETTA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: MICHELE J. HOOPER

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: RODGER A. LAWSON

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: DOUGLAS W. LEATHERDALE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1H.

 

ELECTION OF DIRECTOR: GLENN M. RENWICK

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1I.

 

ELECTION OF DIRECTOR: KENNETH I. SHINE, M.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1J.

 

ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2.

 

ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2012.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

4.

 

CONSIDERATION OF THE SHAREHOLDER PROPOSAL SET FORTH IN THE PROXY STATEMENT, IF PROPERLY PRESENTED AT THE 2012 ANNUAL MEETING OF SHAREHOLDERS.

 

For

 

Yes

 

Against

 

Shareholder

 


 

VERTEX PHARMACEUTICALS INCORPORATED

 

Security

92532F100

Meeting Type

Annual

 

 

 

 

Ticker Symbol

VRTX

Meeting Date

16-May-2012

 

 

 

 

ISIN

US92532F1003

Agenda

933606165 - Management

 

 

 

 

Record Date

19-Mar-2012

Holding Recon Date

19-Mar-2012

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

15-May-2012

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1.

 

DIRECTOR

 

 

 

 

 

 

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

1      JEFFREY M. LEIDEN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

2      BRUCE I. SACHS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2.

 

THE APPROVAL OF THE AMENDMENT TO OUR AMENDED AND RESTATED 2006 STOCK AND OPTION PLAN THAT INCREASES THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 3,000,000.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

THE APPROVAL OF THE AMENDMENT TO OUR EMPLOYEE STOCK PURCHASE PLAN THAT INCREASES THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 2,500,000.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

4.

 

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2012.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

5.

 

ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION PROGRAM.

 

For

 

Yes

 

For

 

Management

 

VIVUS, INC.

 

Security

928551100

Meeting Type

Annual

 

 

 

 

Ticker Symbol

VVUS

Meeting Date

15-Jun-2012

 

 

 

 

ISIN

US9285511005

Agenda

933627400 - Management

 

 

 

 

Record Date

20-Apr-2012

Holding Recon Date

20-Apr-2012

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

14-Jun-2012

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1

 

DIRECTOR

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1      LELAND F. WILSON

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

2      PETER Y. TAM

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

3      MARK B. LOGAN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

4      CHARLES J. CASAMENTO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

5      LINDA M D SHORTLIFFE MD

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

6      ERNEST MARIO, PH.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2

 

TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY’S EXECUTIVE COMPENSATION.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3

 

RATIFICATION OF THE APPOINTMENT OF OUM & CO. LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF VIVUS, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012

 

For

 

Yes

 

For

 

Management

 


 

WARNER CHILCOTT PUBLIC LIMITED COMPANY

 

Security

G94368100

Meeting Type

Annual

 

 

 

 

Ticker Symbol

WCRX

Meeting Date

08-May-2012

 

 

 

 

ISIN

IE00B446CM77

Agenda

933593623 - Management

 

 

 

 

Record Date

12-Mar-2012

Holding Recon Date

12-Mar-2012

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

07-May-2012

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1A)

 

ELECTION OF DIRECTOR: JAMES H. BLOEM

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1B)

 

ELECTION OF DIRECTOR: ROGER M. BOISSONNEAULT

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1C)

 

ELECTION OF DIRECTOR: JOHN A. KING, PH.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1D)

 

ELECTION OF DIRECTOR: PATRICK J. O’SULLIVAN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2.

 

TO APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, A REGISTERED PUBLIC ACCOUNTING FIRM, AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012, AND TO AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE THE AUDITORS’ REMUNERATION.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE COMPENSATION.

 

For

 

Yes

 

For

 

Management

 

WATSON PHARMACEUTICALS, INC.

 

Security

942683103

Meeting Type

Annual

 

 

 

 

Ticker Symbol

WPI

Meeting Date

11-May-2012

 

 

 

 

ISIN

US9426831031

Agenda

933582517 - Management

 

 

 

 

Record Date

16-Mar-2012

Holding Recon Date

16-Mar-2012

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

10-May-2012

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: JACK MICHELSON

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: RONALD R. TAYLOR

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: ANDREW L. TURNER

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2.

 

TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

TO APPROVE AN ANNUAL INCENTIVE PLAN WHICH, IF APPROVED, IS GENERALLY INTENDED TO ALLOW COMPENSATION PAID THEREUNDER TO COVERED EMPLOYEES TO QUALIFY AS “QUALIFIED PERFORMANCE-BASED COMPENSATION” WITHIN THE MEANING OF 162(M) OF THE UNITED STATES INTERNAL REVENUE CODE (AS AMENDED) (THE “CODE”).

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

4.

 

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012.

 

For

 

Yes

 

For

 

Management

 


 

ZIMMER HOLDINGS, INC.

 

Security

98956P102

Meeting Type

Annual

 

 

 

 

Ticker Symbol

ZMH

Meeting Date

08-May-2012

 

 

 

 

ISIN

US98956P1021

Agenda

933567147 - Management

 

 

 

 

Record Date

09-Mar-2012

Holding Recon Date

09-Mar-2012

 

 

 

 

City / Country

 

/ United States

Vote Deadline Date

07-May-2012

 

 

 

 

SEDOL(s)

 

Quick Code

 

 

Item

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: BETSY J. BERNARD

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: MARC N. CASPER

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: DAVID C. DVORAK

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: LARRY C. GLASSCOCK

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: ROBERT A. HAGEMANN

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: ARTHUR J. HIGGINS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: JOHN L. MCGOLDRICK

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

1H.

 

ELECTION OF DIRECTOR: CECIL B. PICKETT, PH.D.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

2.

 

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

 

 

 

3.

 

RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012

 

For

 

Yes

 

For

 

Management

 


 

SIGNATURES

 

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant)

H&Q Healthcare Investors

 

By (Signature and Title)*

 

 

 

 

 

 

/s/ Daniel R. Omstead

 

(Daniel R. Omstead, President)

 

Date

8/31/12

 

*Print the name and title of each signing officer under his or her signature.

 

2