Adoption of 2007 Management Bonus Plan





 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K

CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
The Securities Exchange Act of 1934


                    Date of Report (Date of earliest event reported):  November 17, 2006 
 

 
 
 
COLLECTORS UNIVERSE, INC.
____________________________________________________________________________________________________
(Exact name of registrant as specified in its charter)

 
Delaware 
 
0-27887 
 
33-0846191 
(State or other jurisdiction
(Commission
(IRS Employer
of incorporation)
File Number)
Identification No.)

   
1921 E. Alton Avenue, Santa Ana, California
92705
(Address of principal executive offices)
(Zip Code)

Registrant’s telephone number, including area code: (949) 567-1234

 
N/A 
(Former name or former address, if changed since last report.)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 

 

 

 


 



Item 1.01 Entry into a Material Definitive Agreement
 
Adoption of 2007 Management Bonus Plan. On November 17, 2006, the Compensation Committee of the Board of Directors of Collectors Universe, Inc. adopted a Management Bonus Plan for the Company’s executive officers for the fiscal year ending June 30, 2007 (the “2007 Bonus Plan”). A description of the 2007 Bonus Plan is attached as Exhibit 99.1 to this report and is incorporated into this report by this reference.
 
ITEM 9.01 Financial Statements and Exhibits.

(d) Exhibits.

The following exhibit is filed as part of this report:

Exhibit No.
 
Description of Exhibit
     
99.1
 
Description of Collectors Universe, Inc. 2007 Management Bonus Plan



 

2


SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
COLLECTORS UNIVERSE, INC.
       
       
Dated: November 21, 2006
 
By:
/s/ JOSEPH J. WALLACE
 
 
 
 
Joseph J. Wallace,
Chief Financial Officer







 
S-1



EXHIBIT INDEX


Exhibit No.
 
Description of Exhibit
     
99.1
 
Description of Collectors Universe, Inc. 2007 Management Bonus Plan

 
 
 
 
E-1