UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 29, 2013
HERITAGE COMMERCE CORP
(Exact name of registrant as specified in its charter)
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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150 Almaden Boulevard, San Jose, California
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code: (408) 947-6900
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(Former name or former address, if changed since last report.)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (See General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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ITEM 7.01 REGULATION FD DISCLOSURE.
Heritage Commerce Corp is scheduled to present at Keefe, Bruyette & Woods 2013 Community Bank Conference at the The Mariott Marquis in New York, New York. Walter T. Kaczmarek, President and Chief Executive Officer, is scheduled to present on Tuesday, July 30, 2013 at 5:00 a.m. PDT. The presentation will be archived for 90 days after the conference, and can be viewed at http://wsw.com/webcast/kbw12/htbk.
A copy of the information in the slide presentation is included as Exhibit 99.2. This Form 8-K and the information included as exhibits shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (“Exchange Act”), nor shall it be incorporated by reference into a filing under the Securities Act of 1933, as amended (“Securities Act”), or the Exchange Act, except as expressly set forth by specific reference in such a filing. The furnishing of the information in this report is not intended to, and does not, constitute a determination or admission by the Company that the information in this report is material or complete, or that investors should consider this information before making an investment decision with respect to any security of the Registrant or any of its affiliates. The information in the materials is presented as of June 30, 2013, and the Company does not assume any obligations to update such information in the future.
A copy of the press release announcing the Company’s participation in the Conference is attached as Exhibit 99.1.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.
D) Exhibits
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99.1
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Press Release, dated July 29, 2013, entitled “Heritage Commerce Corp to Present at Keefe, Bruyette & Woods 2013 Community Bank Conference”
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99.2
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Slide presentation to investors to be presented on July 30, 2013 by the registrant's President and Chief Executive Officer.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Date: July 29, 2013
Heritage Commerce Corp
By: /s/ Lawrence D. McGovern
Name: Lawrence D. McGovern
Executive Vice President and Chief Financial Officer
INDEX TO EXHIBITS
EXHIBIT NO. DESCRIPTION
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99.1
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Press Release, dated July 29, 2013, entitled “Heritage Commerce Corp to Present to Present at Keefe, Bruyette & Woods 2013 Community Bank Conference”
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99.2
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Slide presentation to investors to be presented on July 30, 2013 by the registrant's President and Chief Executive
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Officer