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UNITED STATES OMB APPROVAL
SECURITIES AND EXCHANGE COMMISSION ------------------------------
Washington, D.C. 20549 OMB Number 3235-0145
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SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No.1)
NMT Medical, Inc.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
629294109
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(CUSIP Number)
April 30, 2007
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
|x| Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
PAGE 1 OF 8 PAGES
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CUSIP No. 629294109 13G Page 2 of 8 Pages
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1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only).
Manulife Financial Corporation
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
N/A
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
Canada
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5 SOLE VOTING POWER
-0-
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Number of 6 SHARED VOTING POWER
Shares
Beneficially -0-
Owned by --------------------------------------------------------
Each 7 SOLE DISPOSITIVE POWER
Reporting
Person -0-
With --------------------------------------------------------
8 SHARED DISPOSITIVE POWER
-0-
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
None, except through its indirect, wholly-owned subsidiaries, John
Hancock Advisers, LLC and MFC Global Investment Management (U.S), LLC
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
N/A
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
See line 9, above.
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12 TYPE OF REPORTING PERSON*
HC
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
PAGE 2 OF 8 PAGES
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CUSIP No. 629294109 13G Page 3 of 8 Pages
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1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only).
John Hancock Advisers, LLC
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
N/A
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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5 SOLE VOTING POWER
-0-
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Number of 6 SHARED VOTING POWER
Shares
Beneficially 1,221,968
Owned by --------------------------------------------------------
Each 7 SOLE DISPOSITIVE POWER
Reporting
Person -0-
With ---------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,221,968
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,221,968
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
N/A
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
9.46%
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12 TYPE OF REPORTING PERSON*
IA
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
PAGE 3 OF 8 PAGES
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CUSIP No. 629294109 13G Page 4 of 8 Pages
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1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only).
MFC Global Investment Management (U.S.), LLC
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
N/A
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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5 SOLE VOTING POWER
177,925
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Number of 6 SHARED VOTING POWER
Shares
Beneficially 1,221,968
Owned by --------------------------------------------------------
Each 7 SOLE DISPOSITIVE POWER
Reporting
Person 177,925
With ---------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,221,968
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,399,893
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
N/A
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
10.83%
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12 TYPE OF REPORTING PERSON*
IA
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
PAGE 4 OF 8 PAGES
Attention: Intentional misstatements or omissions of fact constitute Federal
criminal violations (See 18 U.S.C. 1001)
Item 1(a) Name of Issuer:
NMT Medical, Inc.
Item 1(b) Address of Issuer's Principal Executive Offices:
27 Wormwood Street
Boston, Massachusetts 02210
Item 2(a) Name of Person Filing:
This filing is made on behalf of Manulife Financial Corporation
("MFC"), and MFC's indirect, wholly-owned subsidiaries, John
Hancock Advisers, LLC ("JHA") and MFC Global Investment
Management (U.S.), LLC ("MFC Global (U.S.)").
Item 2(b) Address of the Principal Offices:
The principal business offices of MFC are located at 200 Bloor
Street, East, Toronto, Ontario, Canada, M4W 1E5. The principal
business offices of JHA are located at 601 Congress Street,
Boston, Massachusetts 02210. The principal business offices of
MFC Global (U.S.) are located at 101 Huntington Street, Boston,
Massachusetts 02199.
Item 2(c) Citizenship:
MFC is organized and exists under the laws of Canada.
JHA and MFC Global (U.S.) are organized and exist under the laws
of the State of Delaware.
Item 2(d) Title of Class of Securities:
Common Stock
Item 2(e) CUSIP Number:
629294109
Item 3 If the Statement is being filed pursuant to Rule 13d-1(b), or
13d-2(b), check whether the person filing is a:
MFC: (g) (X) Parent Holding Company, in accordance with
ss.240.13d-1(b)(ii)(G).
JHA: (e) (X) Investment Adviser registered under ss.203 of
the Investment Advisers Act of 1940.
MFC Global
(U.S.): (e) (X) Investment Adviser registered under ss.203 of
the Investment Advisers Act of 1940.
Item 4 Ownership:
(a) Amount Beneficially Owned: JHA has beneficial ownership of
1,221,968 shares of Common Stock and MFC Global (U.S.) has
beneficial ownership of 1,399,893 shares of Common Stock.
Through its parent-subsidiary relationship to JHA and MFC
Global (U.S.), MFC may be deemed to have beneficial
ownership of these same shares.
PAGE 5 OF 8 PAGES
(b) Percent of Class: Of the 12,923,399 shares outstanding as of
March 6, 2007, according to the issuer's annual report on
Form 10-K for the period ended December 31, 2006, JHA held
9.46% and MFC Global (U.S) held 10.83%. The aggregate
percentage held as of April 30, 2007 (after eliminating
double counting as a result of shared investment or voting
discretion) by all reporting persons was 10.83%.
(c) Number of shares as to which the person has:
(i) sole power to vote or to direct the vote:
MFC Global (U.S.) has sole power to vote or to direct
the voting of 177,925 shares of Common Stock it
beneficially owns.
(ii) shared power to vote or to direct the vote:
JHA has shared power to vote or to direct the voting of
the shares of Common Stock it beneficially owns. MFC
Global (U.S.) has shared power to vote or to direct the
voting of 1,221,968 shares of Common Stock it
beneficially owns.
(iii)sole power to dispose or to direct the disposition of:
MFC Global (U.S.) has sole power to dispose or to direct
the disposition of 177,925 shares of Common Stock it
beneficially owns.
(iv) shared power to dispose or to direct the disposition of:
JHA has shared power to dispose or to direct the
disposition of the shares of Common Stock it
beneficially owns. MFC Global (U.S.) has shared power to
dispose or to direct the disposition of 1,221,968 shares
of Common Stock it beneficially owns.
Item 5 Ownership of Five Percent or Less of a Class:
Not applicable.
Item 6 Ownership of More than Five Percent on Behalf of Another Person:
Not applicable.
Item 7 Identification and Classification of the Subsidiary which
Acquired the Security Being Reported on by the Parent Holding
Company:
See Items 3 and 4 above.
Item 8 Identification and Classification of Members of the Group:
Not applicable.
Item 9 Notice of Dissolution of a Group:
Not applicable.
Item 10 Certification:
By signing below the undersigned certifies that, to the best of
its knowledge and belief, the securities referred to above were
acquired and are held in the ordinary course of business and
were not acquired and are not held for the purpose of or with
the effect of changing or influencing the control of the issuer
of the securities and were not acquired and are not held in
connection with or as a participant in any transaction having
that purpose or effect.
PAGE 6 OF 8 PAGES
SIGNATURE
After reasonable inquiry and to the best of its knowledge and belief, each
of the undersigned certifies that the information set forth in this statement is
true, complete and correct.
Manulife Financial Corporation
By: /s/ Emanuel Alves
Name: Emanuel Alves
Dated: May 10, 2007 Title: Attorney in Fact*
John Hancock Advisers, LLC
By: /s/ Francis V. Knox Jr.
Name: Francis V. Knox Jr.
Dated: May 10, 2007 Title: Vice President and Chief Compliance
Officer
MFC Global Investment Management (U.S.), LLC
By: /s/ Francis V. Knox Jr.
Name: Francis V. Knox Jr.
Dated: May 10, 2007 Title: Vice President and Chief Compliance
Officer
* Signed pursuant to a Power of Attorney dated January 31, 2007 included as an
Exhibit to Schedule 13G filed with the Securities and Exchange Commission by
Manulife Financial Corporation on February 1, 2007.
PAGE 7 OF 8 PAGES
EXHIBIT A
JOINT FILING AGREEMENT
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Manulife Financial Corporation, John Hancock Advisers, LLC and MFC Global
Investment Management (U.S.), LLC agree that the Schedule 13G (Amendment No. 1)
to which this Agreement is attached, relating to the Common Stock of NMT
Medical, Inc., is filed on behalf of each of them.
Manulife Financial Corporation
By: /s/ Emanuel Alves
Name: Emanuel Alves
Dated: May 10, 2007 Title: Attorney in Fact*
John Hancock Advisers, LLC
By: /s/ Francis V. Knox Jr.
Name: Francis V. Knox Jr.
Dated: May 10, 2007 Title: Vice President and Chief Compliance
Officer
MFC Global Investment Management (U.S.), LLC
By: /s/ Francis V. Knox Jr.
Name: Francis V. Knox Jr.
Dated: May 10, 2007 Title: Vice President and Chief Compliance
Officer
* Signed pursuant to a Power of Attorney dated January 31, 2007 included as an
Exhibit to Schedule 13G filed with the Securities and Exchange Commission by
Manulife Financial Corporation on February 1, 2007.
PAGE 8 OF 8 PAGES