UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Options (Right to Buy) | 05/20/2014 | 05/20/2023 | Common Stock | 1,184 (2) | $ 18.95 | D | Â |
Non-Qualified Stock Options (Right to Buy) | 05/19/2015 | 05/19/2024 | Common Stock | 1,874 (3) | $ 27.12 | D | Â |
Non-Qualified Stock Options (Right to Buy) | 05/18/2016 | 05/18/2025 | Common Stock | 8,983 (4) | $ 24.94 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
AuYeung Benjamin 140 JOHN JAMES AUDUBON PARKWAY AMHERST, NY 14228 |
 |  |  VP-APAC |  |
Mary C. O'Connor, Power of Attorney for Benjamin AuYeung | 08/05/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 3961.5659 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 283.1459 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/20/2016, 558.420 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/19/2016, and the remaining 3120 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/18/2016, if reporting person remains an employee of issuer. |
(2) | Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer. |
(3) | Exercisable 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer. |
(4) | Exercisable 25% per year for four years beginning 5/18/2016, if reporting person remains an employee of issuer. |